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Amalgamated Financial Corp. Director's Dealing 2022

Jun 6, 2022

32385_dirs_2022-06-06_3b700afa-8334-4448-aebd-a5c9b96b956d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Amalgamated Financial Corp. (AMAL)
CIK: 0001823608
Period of Report: 2022-06-02

Reporting Person: Darby Jason (Senior Executive VP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-06-02 Common Stock M 18920 $13.75 Acquired 32090 Direct
2022-06-02 Common Stock F 14603 $21.37 Disposed 17487 Direct
2022-06-02 Common Stock S 4317 $21 Disposed 13170 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-06-02 Non-Qualified Stock Option (right to buy) $13.75 M 18920 Disposed 2022-07-31 Common Stock (18920.0) Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/20/2022.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.07. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

F3: Stock options vested in three equal installments on each of 1/1/2018, 1/1/2019, and 1/1/2020.