Amalgamated Financial Corp. — Director's Dealing 2022

Nov 8, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Amalgamated Financial Corp. (AMAL)
CIK: 0001823608
Period of Report: 2022-11-03

Reporting Person: Brown Sam D. (Executive VP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-11-03	Common Stock	M	33620	$13.75	Acquired	35475	Direct
2022-11-03	Common Stock	F	25320	$24.98	Disposed	10155	Direct
2022-11-03	Common Stock	S	1339	$25.0142	Disposed	8816	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-11-03	Non-Qualified Stock Option (right to buy)	$13.75	M	33620	Acquired	2027-01-01	Common Stock (33620.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3000	Indirect

Footnotes

F1: Stock options vested in three equal installments on each of 1/1/2017, 1/1/2018, and 1/1/2019.

F2: This number includes 1065 shares purchased under the Company's Employee Stock Purchase Plan.

F3: The disposition reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2022.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.04 - $25.00. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.