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AMA GROUP LIMITED Major Shareholding Notification 2021

May 20, 2021

64372_rns_2021-05-20_2e797b93-2da4-49cc-928f-8a4b6e246190.pdf

Major Shareholding Notification

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Corporations Act 2001 Section 671B

Form 603

Notice of initial substantial holder

To Company Name/Scheme AMA Group Limited [AMA]

ACN/ARSN 113 883 560

1. Details of substantial holder (1)

Name MOELIS AUSTRALIA LIMITED ( MAL ) and the entities listed in Annexure A

ACN/ARSN (if applicable) MAL 142 008 428

The holder became a substantial holder on 19/05/2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities(4) Number of securities Person’s votes(5) Voting power(6)
Ordinary fully paid securities
(Ordinary)
38186671 38186671 5.15%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

older are as follows:
Holder of relevant interest Nature of relevant interest(7) Class and number of securities
Moelis Australia Visa Fund Manager Pty
Ltd ACN 142 008 482 (MAVFM)
Relevant interest pursuant to section 608(1) as
investment manager of Moelis Australia SIV Public
Investment Fund (PIF) due to the power to exercise,
or control the exercise of, a right to vote attached to
the securities and the power to dispose of, or control
the exercise of a power to dispose of the securities


34,567,130Ordinary
MA Investment Management Pty Ltd
ACN 621 552 896 (MAIM)
Relevant interest pursuant to section 608(1) as
investment manager of MA Equity Opportunities
Fund (EOF) due to the power to exercise, or control
the exercise of, a right to vote attached to the
securities and the power to dispose of, or control the
exercise of a power to dispose of the securities

3,619,541Ordinary
Moelis Australia Asset Management Ltd
ACN 142 008 535 (MAAM)
Relevant interest pursuant to section 608(1) as
trustee of PIF due to the power to exercise, or
control the exercise of, a right to vote attached to the
securities and the power to dispose of, or control the
exercise of a power to dispose of the securities


38,186,671Ordinary
MAL Relevant interest pursuant to section 608(3) due to
holding voting power of above 20% in MAAM
38,186,671Ordinary

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder(8)
Class and number
of securities
MAVFM J.P. Morgan Nominees Australia
PtyLtd ACN 002 899 961(JPM)
MAAM 34,567,130Ordinary
MAIM JPM MAAM 3,619,541 Ordinary
MAAM JPM MAAM 38,186,671Ordinary
MAL JPM MAAM 38,186,671Ordinary

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

ntial holder is as follows:
Holder of relevant
interest
Date of acquisition Consideration (9) Class and number
of securities
Cash Non-cash
Refer to Annexure B

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
MAVFM Wholly owned subsidiary of a wholly owned subsidiary
MAAM Wholly owned subsidiary of a wholly owned subsidiary
MAIM Wholly owned subsidiary of a wholly owned subsidiary

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Refer to Annexure A

Signature

print name
sign here
REBECCA ONG
capacity
COMPANY
SECRETARY
date
21/05/2021

ME_127766656_1 (W2007)

ANNEXURE A TO FORM 603 NOTICE OF INITIAL SUBSTANTIAL HOLDER

This is annexure A of one page referred to in Form 603 Notice of initial substantial holder dated 21 May 2021.

==> picture [125 x 53] intentionally omitted <==

___________ REBECCA ONG, COMPANY SECRETARY

REBECCA ONG, COMPANY SECRETARY

Name Address
A.C.N. 167 316 109 Pty Ltd ACN 167 316 109 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Armada Funds Management Pty Ltd ACN 124 754 847 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Eastern Credit Management Pty Ltd ACN 623 243 336 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Global Wealth Aged Care Pty Ltd ACN 610 989 994 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Global Wealth Residential Pty Ltd ACN 607 039 216 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
KCF ST Pty Ltd ACN 623 251 196 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
MA Asset Management Ltd ACN 142 008 535 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
MA Credit Investments Pty Ltd ACN 631 017 037 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
MA Hotel Management Pty Ltd ACN 619 297 228 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
MA Investment Management Pty Ltd ACN 621 552 896 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
MA Visa Fund Manager Pty Ltd ACN 142 008 482 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
MAAM GP Pty Ltd ACN 164 411 607 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
MAAM Holdings Pty Ltd ACN 621 215 450 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
MAAM TT Pty Ltd ACN 629 587 560 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
MACDF TT Pty Ltd ACN 169 652 742 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
MAF Credit Pty Ltd ACN 623 716 503 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
MAAM RE Limited ACN 135 855 186 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Moelis Australia Advisory Pty Ltd ACN 142 008 446 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Moelis Australia Finance Pty Ltd ACN 621 554 845 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Moelis Australia Foundation Pty Ltd ACN 622 860 904 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Moelis Australia Operations Pty Ltd ACN 138 030 289 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Moelis Australia Securities Pty Ltd ACN 122 781 560 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Moelis Australia Share Plan Pty Ltd ACN 610 383 590 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Redcape Hotel Group Management Ltd ACN 610 990 004 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Rockford Capital Pty Ltd ACN 116 067 497 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
TMASL Finance Pty Ltd ACN 623 313 057 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Western Funds Management Pty Ltd ACN 169 019 765 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Moelis Australia Partners Holdings Pty Ltd ACN 622 353 191 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Moelis Australia Partners Pty Ltd ACN 622 354 152 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
MAAM TT (Figtree) Pty Ltd ACN 630 343 261 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
MAAM TT (Marion) Pty Ltd ACN 636 257 835 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
MAAM TT (Marion) Advertising Pty Ltd ACN 637 793 563 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
BHBB TT Pty Ltd ACN 637 771 647 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
MAAM Holdings Pty Ltd ACN 638 953 661 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Grassroots Childcare Developments Holdings Pty Ltd
ACN 637 595 914
Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Grassroots Childcare Developments Pty Ltd
ACN 637 596 019
Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
MAKM Holdings Pty Ltd ACN 638 953 661 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Avena Holdings Pty Ltd ACN 644 907 791 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
Courthouse Fund TT Pty Ltd ACN 135
855 186
Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000
MADT Corporate Pty Ltd ACN 645 649 654 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney
NSW 2000

ANNEXURE B TO FORM 603 NOTICE OF INITIAL SUBSTANTIAL HOLDER

This is annexure B of three pages referred to in Form 603 Notice of initial substantial holder dated 21 May 2021.

==> picture [125 x 53] intentionally omitted <==

`

___________ REBECCA ONG, COMPANY SECRETARY

Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities
Cash Non-cash Ordinary
MAAM, MAIM, MAVFM,
MAL
2/06/2020 310,465.11 468,875
MAAM, MAIM, MAVFM,
MAL
3/06/2020 174,967.25 250,000
MAAM, MAIM, MAVFM,
MAL
4/06/2020 96,859.50 150,000
MAAM, MAIM, MAVFM,
MAL
9/06/2020 408,044.13 600,001
MAAM, MAIM, MAVFM,
MAL
11/06/2020 75,286.46 122,417
MAAM, MAIM, MAVFM,
MAL
12/06/2020 57,000.00 100,000
MAAM, MAIM, MAVFM,
MAL
17/06/2020 193,000.00 300,000
MAAM, MAIM, MAVFM,
MAL
17/06/2020 128,000.00 200,000
MAAM, MAIM, MAVFM,
MAL
18/06/2020 128,662.20 200,000
MAAM, MAIM, MAVFM,
MAL
19/06/2020 409,424.40 600,000
MAAM, MAIM, MAVFM,
MAL
22/06/2020 63,500.00 100,000
MAAM, MAIM, MAVFM,
MAL
23/06/2020 124,000.00 200,000
MAAM, MAIM, MAVFM,
MAL
29/06/2020 114,000.00 200,000
MAAM, MAIM, MAVFM,
MAL
30/06/2020 396,770.70 668,008
MAAM, MAIM, MAVFM,
MAL
1/07/2020 62,000.00 100,000
MAAM, MAIM, MAVFM,
MAL
2/07/2020 130,000.00 200,000
MAAM, MAIM, MAVFM,
MAL
2/07/2020 128,774.20 200,000
MAAM, MAIM, MAVFM,
MAL
3/07/2020 375,331.74 589,866
MAAM, MAIM, MAVFM,
MAL
3/07/2020 128,000.00 200,000
MAAM, MAIM, MAVFM,
MAL
6/07/2020 161,875.00 250,000
MAAM, MAIM, MAVFM,
MAL
9/07/2020 113,000.00 200,000
MAAM, MAIM, MAVFM,
MAL
27/07/2020 106,869.00 200,000
MAAM, MAIM, MAVFM,
MAL
28/07/2020 108,500.00 200,000
MAAM, MAIM, MAVFM,
MAL
30/07/2020 106,000.00 200,000
MAAM, MAIM, MAVFM,
MAL
3/08/2020 99,000.00 200,000
MAAM, MAIM, MAVFM,
MAL
4/08/2020 102,000.00 200,000
MAAM, MAIM, MAVFM,
MAL
5/08/2020 76,483.22 150,000
MAAM, MAIM, MAVFM,
MAL
6/08/2020 106,149.80 200,000
MAAM, MAIM, MAVFM,
MAL
6/08/2020 109,000.00 200,000
MAAM, MAIM, MAVFM,
MAL
13/08/2020 85,498.60 150,000
MAAM, MAIM, MAVFM,
MAL
17/08/2020 58,000.00 100,000
MAAM, MAIM, MAVFM,
MAL
18/08/2020 30,940.94 54,287
MAAM, MAIM, MAVFM,
MAL
24/08/2020 114,852.45 180,870
MAAM, MAIM, MAVFM,
MAL
26/08/2020 350,834.57 600,000
MAAM, MAIM, MAVFM,
MAL
27/08/2020 40350.63 70175
MAAM, MAIM, MAVFM,
MAL
28/08/2020 61,000.00 100,000
MAAM, MAIM, MAVFM,
MAL
28/08/2020 19884.8 33000
MAAM, MAIM, MAVFM,
MAL
1/09/2020 127,207.59 210,633
MAAM, MAIM, MAVFM,
MAL
2/09/2020 60,000.00 100,000
MAAM, MAIM, MAVFM,
MAL
3/09/2020 64,000.00 100,000
MAAM, MAIM, MAVFM,
MAL
15/09/2020 131,000.00 200,000
MAAM, MAIM, MAVFM,
MAL
16/09/2020 136,316.66 200,000
MAAM, MAIM, MAVFM,
MAL
23/09/2020 81,297.09 126,042
MAAM, MAIM, MAVFM,
MAL
24/09/2020 50,864.14 80,101
MAAM, MAIM, MAVFM,
MAL
28/09/2020 233,994.95 350,000
MAAM, MAIM, MAVFM,
MAL
29/09/2020 65,500.00 100,000
MAAM, MAIM, MAVFM,
MAL
1/10/2020 98,250.00 150,000
MAAM, MAIM, MAVFM,
MAL
6/10/2020 207,124.76 316,221
MAAM, MAIM, MAVFM,
MAL
7/10/2020 103,936.68 153,951
MAAM, MAIM, MAVFM,
MAL
8/10/2020 69,420.00 100,000
MAAM, MAIM, MAVFM,
MAL
8/10/2020 34710 50000
MAAM, MAIM, MAVFM,
MAL
12/10/2020 40196.8 60000
MAAM, MAIM, MAVFM,
MAL
22/10/2020 36,500.00 50,000
MAAM, MAIM, MAVFM,
MAL
27/10/2020 108,000.00 150,000
MAAM, MAIM, MAVFM,
MAL
28/10/2020 109,875.00 150,000
MAAM, MAIM, MAVFM,
MAL
29/10/2020 70,500.00 100,000
MAAM, MAIM, MAVFM,
MAL
11/11/2020 499,500.00 600,000
MAAM, MAIM, MAVFM,
MAL
12/11/2020 325,480.00 400,000
MAAM, MAIM, MAVFM,
MAL
13/11/2020 399,473.13 500,000
MAAM, MAIM, MAVFM,
MAL
17/11/2020 117,652.74 150,000
MAAM, MAIM, MAVFM,
MAL
17/11/2020 43725 55000
MAAM, MAIM, MAVFM,
MAL
20/11/2020 296,561.47 400,000
MAAM, MAIM, MAVFM,
MAL
24/11/2020 150,000.00 200,000
MAAM, MAIM, MAVFM,
MAL
25/11/2020 412,003.90 550,000
MAAM, MAIM, MAVFM,
MAL
30/11/2020 371,524.00 500,000
MAAM, MAIM, MAVFM,
MAL
1/12/2020 148,984.00 200,000
MAAM, MAIM, MAVFM,
MAL
2/12/2020 151,823.40 200,000
MAAM, MAIM, MAVFM,
MAL
4/12/2020 102897 135000
MAAM, MAIM, MAVFM,
MAL
8/12/2020 239,975.10 300,000
MAAM, MAIM, MAVFM,
MAL
8/12/2020 70391.69 86957
MAAM, MAIM, MAVFM,
MAL
11/12/2020 153418.5 198600
MAAM, MAIM, MAVFM,
MAL
16/12/2020 395,000.00 500,000
MAAM, MAIM, MAVFM,
MAL
18/12/2020 313,000.00 400,000
MAAM, MAIM, MAVFM,
MAL
21/12/2020 77,500.00 100,000
MAAM, MAIM, MAVFM,
MAL
22/12/2020 152,960.00 200,000
MAAM, MAIM, MAVFM,
MAL
31/12/2020 258,959.09 324,689
MAAM, MAIM, MAVFM,
MAL
4/01/2021 122,250.00 150,000
MAAM, MAIM, MAVFM,
MAL
5/01/2021 239,947.20 300,000
MAAM, MAIM, MAVFM,
MAL
6/01/2021 198,122.25 250,000
MAAM, MAIM, MAVFM,
MAL
6/01/2021 79250 100000
MAAM, MAIM, MAVFM,
MAL
7/01/2021 156,487.20 200,000
MAAM, MAIM, MAVFM,
MAL
13/01/2021 112,500.00 150,000
MAAM, MAIM, MAVFM,
MAL
14/01/2021 75,500.00 100,000
MAAM, MAIM, MAVFM,
MAL
18/01/2021 111,000.00 150,000
MAAM, MAIM, MAVFM,
MAL
27/01/2021 2,014,160.00 3,400,000
MAAM, MAIM, MAVFM,
MAL
27/01/2021 109,875.00 150,000
MAAM, MAIM, MAVFM,
MAL
27/01/2021 116960 200000
MAAM, MAIM, MAVFM,
MAL
3/02/2021 136,142.68 200,000
MAAM, MAIM, MAVFM,
MAL
4/02/2021 95,853.15 144,684
MAAM, MAIM, MAVFM,
MAL
10/03/2021 479,850.00 750,000
MAAM, MAIM, MAVFM,
MAL
10/03/2021 315,000.00 500,000
MAAM, MAIM, MAVFM,
MAL
10/03/2021 251987.3 400000
MAAM, MAIM, MAVFM,
MAL
11/03/2021 16,354.04 26,221
MAAM, MAIM, MAVFM,
MAL
16/03/2021 186,750.00 300,000
MAAM, MAIM, MAVFM,
MAL
17/03/2021 468,150.00 750,000
MAAM, MAIM, MAVFM,
MAL
19/03/2021 181,500.00 300,000
MAAM, MAIM, MAVFM,
MAL
23/03/2021 117869.3 198500
MAAM, MAIM, MAVFM,
MAL
26/03/2021 448,000.00 800,000
MAAM, MAIM, MAVFM,
MAL
26/03/2021 168000 300000
MAAM, MAIM, MAVFM,
MAL
29/03/2021 109327.5 193500
MAAM, MAIM, MAVFM,
MAL
30/03/2021 159894.72 283200
MAAM, MAIM, MAVFM,
MAL
1/04/2021 117021 205300
MAAM, MAIM, MAVFM,
MAL
9/04/2021 128,000.00 200,000
MAAM, MAIM, MAVFM,
MAL
13/04/2021 181509.77 286700
MAAM, MAIM, MAVFM,
MAL
15/04/2021 62,500.00 100,000
MAAM, MAIM, MAVFM,
MAL
16/04/2021 64,570.00 100,000
MAAM, MAIM, MAVFM,
MAL
26/04/2021 130,893.00 230,000
MAAM, MAIM, MAVFM,
MAL
27/04/2021 855,000.00 1,500,000
MAAM, MAIM, MAVFM,
MAL
29/04/2021 426,072.43 756,655
MAAM, MAIM, MAVFM,
MAL
29/04/2021 113000 200000
MAAM, MAIM, MAVFM,
MAL
30/04/2021 92,030.06 163,609
MAAM, MAIM, MAVFM,
MAL
30/04/2021 92030.06 163609
MAAM, MAIM, MAVFM,
MAL
4/05/2021 530,000.00 1,000,000
MAAM, MAIM, MAVFM,
MAL
5/05/2021 415,440.00 800,000
MAAM, MAIM, MAVFM,
MAL
12/05/2021 239,950.00 500,000
MAAM, MAIM, MAVFM,
MAL
12/05/2021 237,350.00 500,000
MAAM, MAIM, MAVFM,
MAL
12/05/2021 237,500.00 500,000
MAAM, MAIM, MAVFM,
MAL
12/05/2021 228,900.00 500,000
MAAM, MAIM, MAVFM,
MAL
12/05/2021 143970 300000
MAAM, MAIM, MAVFM,
MAL
14/05/2021 128,700.00 300,000
MAAM, MAIM, MAVFM,
MAL
14/05/2021 42750 100000
MAAM, MAIM, MAVFM,
MAL
18/05/2021 222,850.00 500,000
MAAM, MAIM, MAVFM,
MAL
19/05/2021 675,000.00 1,500,000