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AMA GROUP LIMITED — Major Shareholding Notification 2020
Mar 30, 2020
64372_rns_2020-03-30_df37b4ae-a3a6-4aab-870f-31e19e51a69f.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001 Section 671B Notice of initial substantial holder
To: Company Name/Scheme:
AMA GROUP LIMITED
ACN/ARSN: 113 883 560
1. Details of substantial holder
Name Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A
The holder became a substantial holder on: 30/03/2020
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
| Class of securities | Number of securities | Person's votes | Voting power (%) |
|---|---|---|---|
| FullyPaid ordinaryshares | 0 | 0 | 0.00% |
| For the Securities (if any) listed bel | ow see NOTE 1 at the end of this form | ||
| Class of securities | Number of securities | Person's votes | Voting power (%) |
| FullyPaid ordinaryshares | 36,822,936 | 36,822,936 | 5.03% |
| Class of securities | Number of securities | Person's votes | Voting power(%) |
| GRAND TOTAL | 36,822,936 | 36,822,936 | 5.03% |
1
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest | Class and number of securities |
|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the residual power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by either Colonial First State Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being a residual accelerated relevant interest held in the same capacity. Colonial First State Investments Limited has authorised the manager of each such managed investment scheme to exercise the powers referred to in paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth) in relation to those securities managed by the manager to the exclusion of Colonial First State Investments Limited except for provisions allowing Colonial First State Investments Limited to terminate the agreement with the manager or to exercise those powers where the agreement is terminated. |
Fully paid ordinary shares (including 6,306,671 borrowed from Citigroup Global Markets Limited (Agreement 12), see Annexure C) (including 2,437,501 borrowed from Citigroup 36,822,936Global Markets Limited (Agreement 5), see Annexure C) (including 988,888 borrowed from UBS AG (Agreement 1), see Annexure C) (including 205,449 borrowed from UBS AG (Agreement 3), see Annexure C) |
| Colonial First State Investments Limited ACN 002 348 352 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is managed by Colonial First Statement Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. |
Fully paid ordinary shares (including 6,306,671 borrowed from Citigroup Global Markets Limited (Agreement 12), see Annexure C) (including 2,437,501 borrowed from Citigroup 36,822,936Global Markets Limited (Agreement 5), see Annexure C) (including 988,888 borrowed from UBS AG (Agreement 1), see Annexure C) (including 205,449 borrowed from UBS AG (Agreement 3), see Annexure C) |
2
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Class and number of securities |
|---|---|---|---|
| Colonial First State Investments Limited (Note 1)ACN 002 348 352 |
Citibank N A Hong Kong | 25,945,082Fully paid ordinary shares |
|
| Colonial First State Investments Limited (Note 1)ACN 002 348 352 |
Citicorp Nominees Pty Limited (Australia) |
9,683,517Fully paid ordinary shares |
|
| Colonial First State Investments Limited (Note 1)ACN 002 348 352 |
UBS Nominees Pty Ltd | 1,194,337Fully paid ordinary shares |
3
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration | Class and number of securities | |
|---|---|---|---|---|
| Cash | Non-cash | |||
| See annexure B to this notice |
4
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Colonial First State Investments ACN 002 348 352 Limited |
An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
5
7. Addresses
The addresses of persons named in this form are as follows:
| The addresses of persons named in this form are as follows: | |
|---|---|
| Name | Address |
| Commonwealth Bank of Australia ACN 123 123 124 | Ground Floor Tower 1,201 Sussex Street,Sydney,NSW,2000,Australia |
| Colonial First State Investments Limited ACN 002 348 352 | Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
6
NOTE 1--(This note is relevant to section 2,3,4 and 5)
8. Signature
The relevant interests in these securities:
-
a) are/were held by Colonial First State Investments Limited (CFS) as responsible entity of the specified registered managed investment schemes and relate(d) to holdings in connection with the Colonial First State First Choice product range. Decisions to buy/sell those securities and exercise voting rights in relation to those securities are made by managers to whom CFS has outsourced those functions. By instrument dated 29 October 2001 the Australian Securities and Investments Commission (“ASIC”) has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities (the Manager Relief). These managers are not associates of, other than by virtue of an agreement in accordance with the terms of the Manager Relief, the Commonwealth Bank of Australia group;or
-
b) are/were held by or for the benefit of specified index funds where the funds have an objective of maintaining a portfolio tracking error less than 0.5% per annum. ASIC has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities.
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Dated the 31 day of March 2020
Kara Nicholls - Company Secretary
7
Annexure A
This is annexure A referred to in Form 603, Notice of initial substantial holder dated 30/03/2020
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Kara Nicholls
Company Secretary
Dated the 31/03/2020
SCHEDULE
AEGIS CORRECTIONAL PARTNERSHIP PTY LTD AEGIS SECURITISATION NOMINEES PTY LTD AHL HOLDINGS PTY LIMITED AHL INVESTMENTS PTY LTD ALTONA V6 PTY LIMITED ASB BANK LIMITED ASB FINANCE LIMITED ASB GROUP INVESTMENTS LIMITED ASB HOLDINGS LIMITED ASB MANAGEMENT SERVICES LIMITED ASB NOMINEES LIMITED ASB SECURITIES LIMITED ASKLEPIOS LIMITED AUSSIE CENTRE ADMINISTRATION PTY LIMITED AUSSIE HOME LOANS PTY LIMITED AUSSIEHOMELOANS.COM.AU PTY LTD AUSTRALIAN INVESTMENT EXCHANGE LIMITED AVANTEOS INVESTMENTS LIMITED AVANTEOS PTY LTD BANKWEST FOUNDATION LIMITED BDELTA VESSEL NO 1 PTY LTD BDELTA VESSEL NO 2 PTY LTD BDELTA VESSEL NO 3 PTY LTD BDELTA VESSEL NO 4 PTY LTD BW FINANCIAL ADVICE LIMITED BW SECURITISATION MANAGEMENT PTY LTD BWA GROUP SERVICES PTY LTD BWA INTELLECTUAL PROPERTY HOLDINGS LIMITED CAPITAL 121 PTY LIMITED CBA A319 4624 PTY LIMITED CBA A319 4635 PTY LIMITED CBA A320 4077 PTY LTD CBA A320 4948 PTY LIMITED CBA A320 5156 PTY LIMITED CBA A320 5249 PTY LTD CBA A320 5289 PTY LTD CBA A320 5638 PTY LTD CBA A320 6749 PTY LIMITED CBA A320 AIRCRAFT NO1 PTY LTD CBA A330 1427 Pty Ltd CBA A330 1453 PTY LIMITED CBA A330 1561 PTY LTD CBA AIR A320 2714 PTY LIMITED CBA AIR PTY LTD CBA ASSET FINANCE (NZ) LIMITED CBA ASSET HOLDINGS (NZ) LIMITED CBA B377 37091 PTY LTD CBA B738 39822 PTY LIMITED CBA B773 60333 PTY LIMITED CBA CAPITAL AUSTRALIA PTY LIMITED CBA CORPORATE SERVICES (NSW) PTY LIMITED CBA CORPORATE SERVICES (VIC) PTY LIMITED CBA DIGITAL SETTLEMENTS PTY LTD CBA ES BUSINESS SERVICES PTY LTD CBA EUROPE LIMITED CBA EUROPE N.V. CBA FUNDING (NZ) LIMITED CBA FUNDING HOLDINGS PTY LTD CBA INTERNATIONAL FINANCE PTY. LIMITED CBA INTERNATIONAL FINANCIAL SERVICES LIMITED CBA INVESTMENTS (NO.4) LIMITED CBA ISO CONTAINERS PTY LTD CBA IT LEASING NO 3 PTY LTD CBA MTE RAIL COMPANY PTY LIMITED CBA NEW DIGITAL BUSINESSES PTY LTD CBA NZ HOLDING LIMITED
8
CBA RAIL & TRAM COMPANY PTY LIMITED CBA ROLLING STOCK COMPANY NO.1 PTY LIMITED CBA SA HOLDINGS PROPRIETARY LIMITED CBA SAF HOLDING PTY LIMITED CBA SERVICES INTERNATIONAL LIMITED CBA SERVICES PRIVATE LIMITED CBA SOUTHERN SKY PTY LIMITED CBA SPECIALISED FINANCING PTY LIMITED CBA USD INVESTMENTS PTY LIMITED CBFC LEASING PTY. LIMITED CBFC LIMITED CIPL ARARAT PTY LTD CIPL SA SCHOOLS PTY LTD CISL (NO.1) PTY LIMITED CMG ASIA LIFE HOLDINGS LIMITED CMG ASIA PTY LTD COLLATERAL LEASING PTY LTD COLONIAL (UK) TRUSTEES LIMITED COLONIAL FIRST STATE GROUP LIMITED COLONIAL FIRST STATE INVESTMENTS LIMITED COLONIAL HOLDING COMPANY LIMITED COLONIAL MUTUAL SUPERANNUATION PTY. LTD. COLONIAL SERVICES PTY LIMITED COMMBANK EUROPE LIMITED COMMBANK STAFF FOUNDATION LIMITED COMMONWEALTH AUSTRALIA SECURITIES LLC COMMONWEALTH BANK OF AUSTRALIA COMMONWEALTH BANK OF AUSTRALIA (UK) STAFF BENEFITS SCHEME TRUSTEE COMPANY LIMITED COMMONWEALTH BANK OFFICERS SUPERANNUATION CORPORATION PTY LIMITED COMMONWEALTH CUSTODIAL SERVICES PTY LTD COMMONWEALTH DEVELOPMENT BANK OF AUSTRALIA PTY LIMITED COMMONWEALTH FINANCIAL PLANNING LIMITED COMMONWEALTH INSURANCE HOLDINGS LIMITED COMMONWEALTH INSURANCE LIMITED COMMONWEALTH INVESTMENTS PTY LIMITED COMMONWEALTH PRIVATE LIMITED COMMONWEALTH SECURITIES LIMITED COMMWEALTH INTERNATIONAL HOLDINGS PTY LIMITED COMSEC NOMINEES PTY LIMITED CORE EQUITY SERVICES NOMINEES PTY LIMITED CREDIT SAVVY PTY LTD CRYSTAL AVENUE PTY LIMITED CTB AUSTRALIA LIMITED ELLAS CONTAINER SHIP COMPANY 1 PTY LIMITED ELLAS CONTAINER SHIP COMPANY 2 PTY LIMITED EMERALD HOLDING COMPANY PTY LIMITED FINANCIAL WISDOM LIMITED FINCONNECT (AUSTRALIA) PTY LTD FMG ASSET LEASING PTY LTD GT USD FUNDING PTY LIMITED HAZELWOOD INVESTMENT COMPANY PTY LIMITED HOMEPATH PTY LIMITED INVERLOCH LEASING PTY LIMITED INVESTORWEB.COM. PTY LIMITED IWL BROKING SOLUTIONS PTY LIMITED IWL PTY LIMITED LET'S PAY PTY LTD MIS FUNDING NO.1 PTY LIMITED MORTGAGE HOLDING TRUST COMPANY LIMITED MTE DEBT VEHICLE PTY LTD MTE LESSOR 1 PTY LTD MTE LESSOR 2 PTY LTD MTE LESSOR 3 PTY LTD MTE LESSOR 4 PTY LTD MTE LESSOR 5 PTY LTD MTE NOMINEE PARTNER PTY LTD NETSHARE NOMINEES PTY LTD NEWPORT LIMITED ORE & OVERBURDEN PTY LIMITED PREFERRED CAPITAL PTY LIMITED PREMIUM ALTERNATIVE INVESTMENTS PTY LIMITED PREMIUM CUSTODY SERVICES PTY LTD PREMIUM PLANTATIONS PTY LIMITED PREMIUM PLANTATIONS SERVICES PTY LTD PT BANK COMMONWEALTH PT COMMONWEALTH LIFE PT FIRST STATE INVESTMENTS INDONESIA RELIANCE ACHIEVER PTY LIMITED RESIDENTIAL MORTGAGE GROUP PTY LTD ROCK & RUBBLE (DEBT VEHICLE) PTY LIMITED ROCK & RUBBLE (EXISTING) PTY LIMITED ROCK & RUBBLE (NEW) PTY LIMITED SAF MINING NO.2 PTY LIMITED SAF Mining No1 Pty Limited Safe No 27 Pty Ltd
9
SAFE NO1 PTY LTD SAFE NO2 PTY LTD SAFE NO23 PTY LTD SAFE NO24 PTY LTD SAFE NO26 PTY LTD SAFE NO3 PTY LTD SAFE NO4 PTY LIMITED SAFE NO9 PTY LIMITED SAFE USD HOLDINGS PTY LTD SECURITISATION ADVISORY SERVICES PTY. LIMITED SECURITISATION MANAGEMENT SERVICES LIMITED SENBARY PTY LIMITED SHARE DIRECT NOMINEES PTY LIMITED SHARE INVESTMENTS PTY LIMITED ST ANDREW'S AUSTRALIA PTY LTD STATE NOMINEES LTD T.W. CUSTODIANS LIMITED TANKSTREAM RAIL (BY - 1) PTY LIMITED TANKSTREAM RAIL (BY - 2) PTY LIMITED TANKSTREAM RAIL (BY - 3) PTY LIMITED TANKSTREAM RAIL (BY - 4) PTY LIMITED TANKSTREAM RAIL (SW - 1) PTY LIMITED TANKSTREAM RAIL (SW - 2) PTY LIMITED TANKSTREAM RAIL (SW - 3) PTY LIMITED TANKSTREAM RAIL (SW - 4) PTY LIMITED TANKSTREAM RAIL (VICTORIA) PTY LIMITED TYME INVESTMENTS PROPRIETARY LIMITED VATOSCAN PROPRIETARY LIMITED VH-VZF PTY LTD VH-VZG PTY LTD VH-VZH PTY LTD
10
Annexure B
This is annexure B referred to in Form 603, Notice of initial substantial holder dated 30/03/2020
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Kara Nicholls Company Secretary Dated the 31/03/2020
| Class and number of | ||||
|---|---|---|---|---|
| Holder of relevant interest | Date of acquisition | Consideration cash | Consideration non-cash | securities affected |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday,03 December 2019 | 172,674.85 | 142,471 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday,05 December 2019 | 43,605.00 | 38,000 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday,05 December 2019 | 230,500.00 | 200,000 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday,05 December 2019 | 779,288.39 | 681,494 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday,06 December 2019 | 143,015.91 | 129,134 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday,09 December 2019 | 26,517.94 | 24,218 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday,10 December 2019 | N/A | 143,992 Ordinary shares (borrowed from UBS AG (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday,10 December 2019 | 104,422.87 | 96,871 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1)ACN002348 352 |
Wednesday,11 December 2019 | N/A | 529,919 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 5), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday,11 December 2019 | 33,904.50 | 32,290 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday,11 December 2019 | N/A | 1,266,992 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 12), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1)ACN002348 352 |
Thursday,12 December 2019 | N/A | 82,135 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 5), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday,12 December 2019 | 58,754.85 | 55,957 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday,12 December 2019 | 118,920.86 | 115,502 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday,12 December 2019 | 8,240.58 | 8,079 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday,12 December 2019 | N/A | 196,377 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 12), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday,13 December 2019 | 51,826.52 | 48,436 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday,13 December 2019 | 941,160.00 | 880,000 Ordinaryshares |
11
| Colonial First State Investments Limited (Note 1)ACN002348 352 |
Monday, 16 December 2019 | N/A | 103,480 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 5), see Annexure C) |
|
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday,16 December 2019 | N/A | 248,393 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 12), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday,17 December 2019 | 35,519.00 | 32,290 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday,18 December 2019 | 35,761.18 | 32,290 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday,18 December 2019 | 187,272.00 | 170,000 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday,19 December 2019 | 35,355.39 | 32,290 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday,20 December 2019 | N/A | 13,556 Ordinary shares (borrowed from UBS AG (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday,20 December 2019 | 1,384,050.00 | 1,500,000 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday,23 December 2019 | N/A | 150,666 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 5), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday,23 December 2019 | 245,877.01 | 277,008 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday,23 December 2019 | N/A | 360,546 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 12), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday,09 January2020 | 530,807.44 | 557,688 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday,10 January2020 | 165,346.38 | 173,592 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday,13 January2020 | 163,454.67 | 173,693 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday,13 January2020 | 91,584.38 | 97,690 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday,17 January2020 | N/A | 101,801 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 5), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1)ACN002348 352 |
Friday,17 January2020 | N/A | 284,602 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 12), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday,20 January2020 | 13,389.86 | 13,760 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday,21 January2020 | 23,895.52 | 23,779 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday,21 January2020 | 488,410.51 | 487,387 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday,22 January2020 | N/A | 205,449 Ordinary shares (borrowed from UBS AG (Agreement 3), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday,04 February2020 | 2,162,609.54 | 2,376,494 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday,05 February2020 | 65,517.68 | 74,241 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday,05 February2020 | 133,061.69 | 150,732 Ordinaryshares |
12
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday,25 February2020 | 231,750.00 | 300,000 Ordinaryshares | |
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday,25 February2020 | 38,960.00 | 50,000 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday,26 February2020 | 900,703.52 | 1,592,756 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday,27 February2020 | 1,521,854.28 | 2,529,678 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday,28 February2020 | 1,003,653.89 | 1,923,077 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday,04 March 2020 | N/A | 291,197 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 5), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday,04 March 2020 | N/A | 891,636 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 12), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday,04 March 2020 | 424,701.68 | 786,776 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday,05 March 2020 | 427,626.64 | 815,148 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday,06 March 2020 | 197,644.73 | 398,076 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday,17 March 2020 | 519,200.00 | 2,000,000 Ordinaryshares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday,18 March 2020 | N/A | 104,759 Ordinary shares (borrowed from UBS AG (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday,19 March 2020 | N/A | 5,209 Ordinary shares (borrowed from UBS AG (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday,27 March 2020 | N/A | 590,592 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 5), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1)ACN002348 352 |
Friday,27 March 2020 | N/A | 1,538,877 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 12), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1)ACN002348 352 |
Monday,30 March 2020 | N/A | 587,711 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 5), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1)ACN002348 352 |
Monday,30 March 2020 | N/A | 1,519,248 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 12), see Annexure C) |
|
| Commonwealth Bank of Australia ACN 123 123 124 |
Friday,20 March 2020 | N/A | 2,392,484 Ordinary shares (borrowed from Merrill Lynch International, see Annexure C) |
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Annexure C
This is annexure C referred to in Form 603, Notice of initial substantial holder dated 30/03/2020
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Kara Nicholls Company Secretary Dated the 31/03/2020
Commonwealth Bank of Australia will, if requested by the company or responsible entity to whom this form must be given or by the Australian Securities and Investments Commission (ASIC), give a copy of one or more of the following agreements to the company, responsible entity or ASIC (as appropriate).
Citigroup Global Markets Limited (Agreement 12)
| Citigroup Global Markets Limited (Agreement 12) | |
|---|---|
| Type of agreement: | Australian Master Securities LendingAgreement |
| Parties to agreement: | (1) Citigroup Global Markets Limited; and (2) Colonial First StateInvestmentsLimited |
| Can theparties exercise votingrights attachingto the securities? | No |
| Ifyes,in what circumstances? | N/A |
| Date on which the securities were (or are) expected to be delivered tothe borroweror itsnominee (ie borrowdate): |
The dates indicated in Annexure B on which securities were borrowed. |
| Scheduled date (if any) when the securities are expected to be returnedtothelenderor itsnominee (iereturndate): |
Any particular day. |
| Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| Ifyes,in which circumstances? | At anytime subject togivingnotice. |
| Does the lender have the right to recall the securities early (ie beforethe scheduledreturndate)?[Yes/No] |
Yes |
| Ifyes,in which circumstances? | At anytime subject togivingnotice. |
| Are there circumstances in which the borrower will not be required toreturn the securities onsettlement?[Yes/No] |
No |
| Ifyes, in which circumstances? | N/A |
Citigroup Global Markets Limited (Agreement 5)
| Citigroup Global Markets Limited (Agreement 5) | |
|---|---|
| Type of agreement: | Australian Master Securities LendingAgreement |
| Parties to agreement: | (1) Citigroup Global Markets Limited; and (2) Colonial First StateInvestmentsLimited |
| Can theparties exercise votingrights attachingto the securities? | No |
| Ifyes,in what circumstances? | N/A |
| Date on which the securities were (or are) expected to be delivered tothe borroweror itsnominee (ie borrowdate): |
The dates indicated in Annexure B on which securities were borrowed. |
| Scheduled date (if any) when the securities are expected to be returnedtothelenderor itsnominee (iereturndate): |
Any particular day. |
| Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| Ifyes,in which circumstances? | At anytime subject togivingnotice. |
| Does the lender have the right to recall the securities early (ie beforethe scheduledreturndate)?[Yes/No] |
Yes |
| Ifyes,in which circumstances? | At anytime subject togivingnotice. |
| Are there circumstances in which the borrower will not be required toreturn the securities onsettlement?[Yes/No] |
No |
| Ifyes, in which circumstances? | N/A |
Merrill Lynch International
| Merrill Lynch International | |
|---|---|
| Type of agreement: | Global Master Securities LendingAgreement |
| Parties to agreement: | (1) Commonwealth Bank of Australia and (2) Merrill Lynch International |
| Can theparties exercise votingrights attachingto the securities? | No |
| Ifyes,in what circumstances? | N/A |
| Date on which the securities were (or are) expected to be delivered to the borrower or its nominee(ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
| Scheduled date (if any) when the securities are expected to be returnedtothelenderor itsnominee (iereturndate): |
Any particular day. |
| Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| Ifyes,in which circumstances? | At anytime subject togivingnotice. |
| Does the lender have the right to recall the securities early (ie beforethe scheduledreturndate)?[Yes/No] |
Yes |
| Ifyes,in which circumstances? | At anytime subject togivingnotice. |
| Are there circumstances in which the borrower will not be required toreturn the securities onsettlement?[Yes/No] |
No |
| Ifyes, in which circumstances? | N/A |
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UBS AG (Agreement 1)
| UBS AG (Agreement 1) | |
|---|---|
| Type of agreement: | Australian Master Securities LendingAgreement |
| Parties to agreement: | (1)UBS AG;and(2)Colonial First State Investments Limited |
| Can theparties exercise votingrights attachingto the securities? | No |
| Ifyes,in what circumstances? | N/A |
| Date on which the securities were (or are) expected to be delivered tothe borroweror itsnominee (ie borrowdate): |
The dates indicated in Annexure B on which securities were borrowed. |
| Scheduled date (if any) when the securities are expected to be returnedtothelenderor itsnominee (iereturndate): |
Any particular day. |
| Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| Ifyes,in which circumstances? | At anytime subject togivingnotice. |
| Does the lender have the right to recall the securities early (ie beforethe scheduledreturndate)?[Yes/No] |
Yes |
| Ifyes,in which circumstances? | At anytime subject togivingnotice. |
| Are there circumstances in which the borrower will not be required toreturn the securities onsettlement?[Yes/No] |
No |
| Ifyes,in which circumstances? | N/A |
UBS AG (Agreement 3)
| UBS AG (Agreement 3) | |
|---|---|
| Type of agreement: | Australian Master Securities LendingAgreement |
| Parties to agreement: | (1)UBS AG;and(2)Colonial First State Investments Limited |
| Can theparties exercise votingrights attachingto the securities? | No |
| Ifyes,in what circumstances? | N/A |
| Date on which the securities were (or are) expected to be delivered tothe borroweror itsnominee (ie borrowdate): |
The dates indicated in Annexure B on which securities were borrowed. |
| Scheduled date (if any) when the securities are expected to be returnedtothelenderor itsnominee (iereturndate): |
Any particular day. |
| Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| Ifyes,in which circumstances? | At anytime subject togivingnotice. |
| Does the lender have the right to recall the securities early (ie beforethe scheduledreturndate)?[Yes/No] |
Yes |
| Ifyes,in which circumstances? | At anytime subject togivingnotice. |
| Are there circumstances in which the borrower will not be required toreturn the securities onsettlement?[Yes/No] |
No |
| Ifyes,in which circumstances? | N/A |
15