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Alzamend Neuro, Inc. — Director's Dealing 2021
Jul 16, 2021
35321_dirs_2021-07-16_0a1033ae-5d3c-489c-895a-9ebda0106eb8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alzamend Neuro, Inc. (ALZN)
CIK: 0001677077
Period of Report: 2021-07-14
Reporting Person: GUSTAFSON MARK (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-15 | Restricted Stock Grant | $ | A | 100000 | Acquired | 2024-09-13 | Common Stock (100000) | Direct |
| 2021-06-15 | Stock Options (Right to Buy) | $2.50 | A | 300000 | Acquired | 2026-09-12 | Common Stock (300000) | Direct |
Footnotes
F1: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc.
F2: The restricted stock grant vest contemporaneously with the Options (as defined below).
F3: The stock options (the "Options") vest in 36 equal monthly installments commencing on September 13, 2021 and are exercisable upon vesting.
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