Alzamend Neuro, Inc. — Director's Dealing 2021

Sep 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alzamend Neuro, Inc. (ALZN)
CIK: 0001677077
Period of Report: 2021-09-03

Reporting Person: AULT MILTON C III (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-03	Common Stock	M	150000	—	Acquired	150000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-03	Stock Options (Right to Buy)	$0.0004	M	150000	Disposed	2026-04-29	Common Stock (150000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6715388	Indirect
Common Stock	15000000	Indirect
Common Stock	10000000	Indirect

Footnotes

F1: This transaction was effected pursuant to Rule 16b-3 with shares of common stock received upon the exercise of stock options.

F2: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

F3: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.

F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.

F5: The stock options exercised in this transaction were fully vested and exercisable as of the transaction date.