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Alzamend Neuro, Inc. Director's Dealing 2021

Oct 18, 2021

35321_dirs_2021-10-18_bba4ec71-2f08-49a9-b81a-32ce2ab72a4f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alzamend Neuro, Inc. (ALZN)
CIK: 0001677077
Period of Report: 2021-10-15

Reporting Person: GUSTAFSON MARK (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-15 Common Stock M 47222 Acquired 50000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-15 Restricted Stock Grant $ M 47222 Disposed 2022-03-15 Common Stock (47222) Direct

Footnotes

F1: Represents the vesting of restricted stock.

F2: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc.

F3: The restricted stock grant was amended on October 13, 2021, such that 47,222 shares of restricted stock vested on October 15, 2021, and the remaining 50,000 shares of restricted stock shall vest on March 15, 2022. 2,778 shares previously vested on September 13, 2021.