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ALUMIS INC. — Director's Dealing 2024
Jul 1, 2024
33017_dirs_2024-07-01_512b9c78-79b6-49a7-b2cc-a3404d87ff60.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALUMIS INC. (ALMS)
CIK: 0001847367
Period of Report: 2024-07-01
Reporting Person: Hardiman Roy C. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-01 | Class A Common Stock | D | 175401 | — | Disposed | 0 | Direct |
| 2024-07-01 | Common Stock | A | 175401 | — | Acquired | 175401 | Direct |
| 2024-07-01 | Class A Common Stock | D | 6417 | — | Disposed | 0 | Indirect |
| 2024-07-01 | Common Stock | A | 6417 | — | Acquired | 6417 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-01 | Stock Option (Right to Buy) | $8.84 | D | 42780 | Disposed | 2032-01-26 | Class A Common Stock (42780) | Direct |
| 2024-07-01 | Stock Option (Right to Buy) | $8.84 | A | 42780 | Acquired | 2032-01-26 | Common Stock (42780) | Direct |
| 2024-07-01 | Stock Option (Right to Buy) | $8.84 | D | 151871 | Disposed | 2032-01-26 | Class A Common Stock (151871) | Direct |
| 2024-07-01 | Stock Option (Right to Buy) | $8.84 | A | 151871 | Acquired | 2032-01-26 | Common Stock (151871) | Direct |
| 2024-07-01 | Stock Option (Right to Buy) | $8.84 | D | 14973 | Disposed | 2033-06-22 | Class A Common Stock (14973) | Direct |
| 2024-07-01 | Stock Option (Right to Buy) | $8.84 | A | 14973 | Acquired | 2033-06-22 | Common Stock (14973) | Direct |
| 2024-07-01 | Stock Option (Right to Buy) | $8.84 | D | 30642 | Disposed | 2033-10-08 | Class A Common Stock (30642) | Direct |
| 2024-07-01 | Stock Option (Right to Buy) | $8.84 | A | 30642 | Acquired | 2033-10-08 | Common Stock (30642) | Direct |
| 2024-07-01 | Stock Option (Right to Buy) | $10.2 | D | 206074 | Disposed | 2034-05-05 | Class A Common Stock (206074) | Direct |
| 2024-07-01 | Stock Option (Right to Buy) | $10.2 | A | 206074 | Acquired | 2034-05-05 | Common Stock (206074) | Direct |
| 2024-07-01 | Stock Option (Right to Buy) | $13.33 | D | 53475 | Disposed | 2034-06-05 | Class A Common Stock (53475) | Direct |
| 2024-07-01 | Stock Option (Right to Buy) | $13.33 | A | 53475 | Acquired | 2034-06-05 | Common Stock (53475) | Direct |
Footnotes
F1: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.
F2: Shares are held directly by the daughter of Reporting Person residing in his primary residence.
F3: 25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F4: 33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F5: 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F6: 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F7: The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F8: 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.