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ALTRIA GROUP, INC. — Director's Dealing 2018
Mar 5, 2018
29853_dirs_2018-03-05_9ea775a4-c799-493b-bd70-18aa6870e58f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALTRIA GROUP, INC. (MO)
CIK: 0000764180
Period of Report: 2018-03-01
Reporting Person: McQUADE KATHRYN B. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-01 | Phantom Stock Units | $ | J | 0 | Acquired | Common Stock (0) | Direct | |
| 2018-03-01 | Phantom Stock Units | $ | I | 1703 | Disposed | Common Stock (1703) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26722 | Direct |
Footnotes
F1: Includes 23,638 deferred shares held in the Stock Compensation Plan for Non-Employee Directors, including an increase of 648 shares acquired through the reinvestment of dividends since May 18, 2017, the date of the last reportable transaction.
F2: Phantom stock units convert to the cash value of the issuer's common stock on a 1-for-1 basis.
F3: No share equivalents acquired or disposed.
F4: The participant will receive distributions of phantom stock units in cash either prior to or following termination of service as a member of the issuer's board of directors, as elected by the participant.
F5: Share equivalents held in the Deferred Fee Plan for Non-Employee Directors. This includes an increase of 203 share equivalents acquired through the reinvestment of dividends and 1 share equivalent as a result of the accumulation of fractional shares since May 18, 2017, the date of the last reportable transaction.
F6: On February 5, 2018, the reporting person provided her irrevocable consent to transfer a portion of her Altria share equivalents into an alternative investment account in the Deferred Fee Plan for Non-Employee Directors. The shares were transferred effective March 1, 2018 pursuant to the Deferred Fee Plan.
F7: The average high and low price of Altria Group, Inc. common stock on February 28, 2018.
F8: Share equivalents held in the Deferred Fee Plan for Non-Employee Directors.