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ALTRIA GROUP, INC. — Director's Dealing 2014
May 16, 2014
29853_dirs_2014-05-16_3495ff3a-b5d5-4269-81df-af51cf0408ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALTRIA GROUP, INC. (MO)
CIK: 0000764180
Period of Report: 2014-05-14
Reporting Person: KELLY ENNIS DEBRA J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-14 | Common Stock | A | 4332 | — | Acquired | 8840 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-14 | Phantom Stock Units | $ | A | 371 | Acquired | Common Stock (371) | Direct |
Footnotes
F1: Deferred Stock awarded under the Stock Compensation Plan for Non-Employee Directors.
F2: Includes 8,840 deferred shares held in the Stock Compensation Plan for Non-Employee Directors, including an increase of 56 shares acquired through the reinvestment of dividends since March 31, 2014, the date of the last reportable transaction.
F3: Phantom Stock Units convert to the cash value of the issuer's common stock on a 1-for-1 basis.
F4: The units were acquired on May 14, 2014 pursuant to the Deferred Fee Plan for Non-Employee Directors.
F5: The participant will receive distributions of phantom stock units in cash either prior to or following termination of service as a member of the issuer's board of directors, as elected by the participant.
F6: The average of the high and low price of Altria Group, Inc. common stock on May 14, 2014.
F7: Share equivalents held in the Deferred Fee Plan for Non-Employee Directors. This total includes the May 14, 2014 acquisition of 371 share equivalents under the Deferred Fee Plan for Non-Employee Directors and 43 share equivalents acquired through the reinvestment of dividends since March 31, 2014, the date of the last reportable transaction.