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ALTISOURCE PORTFOLIO SOLUTIONS S.A. — Director's Dealing 2023
Mar 13, 2023
34042_dirs_2023-03-13_fe3e1302-78bf-4408-b058-e65282d70e8f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALTISOURCE PORTFOLIO SOLUTIONS S.A. (ASPS)
CIK: 0001462418
Period of Report: 2023-03-09
Reporting Person: Esterman Michelle D. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-09 | Common Stock | F | 361.0000 | $5.5200 | Disposed | 75208.0000 | Direct |
| 2023-03-09 | Common Stock | M | 1333.0000 | $0.0000 | Acquired | 75569.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-09 | Restricted Share Units | $0.0000 | M | 1333.0000 | Disposed | Common Stock (1333.0000) | Direct |
Footnotes
F1: 1,333 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2020 Annual Incentive Plan.
F2: Of the 1,333 RSUs vesting into shares reported above, 361 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 972 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholding was the opening price of ASPS common stock on March 9, 2023.
F3: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.