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Altimmune, Inc. — Director's Dealing 2022
Jan 4, 2022
33207_dirs_2022-01-04_92f66f11-1959-47b1-b292-7f586bb86386.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Altimmune, Inc. (ALT)
CIK: 0001326190
Period of Report: 2021-12-31
Reporting Person: Eisenstadt Richard I (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-31 | Stock Options (option to buy) | $9.16 | A | 150000 | Acquired | 2031-12-31 | Common Stock, par value $0.0001 (150000) | Direct |
| 2021-12-31 | Restricted Stock Units | $ | A | 50000 | Acquired | Common Stock, par value $0.0001 (50000) | Direct |
Footnotes
F1: The shares underlying the option become vested and exercisable over four (4) years with 25% of the shares vesting on December 31, 2022, with the remainder vesting in equal monthly installments for the following thirty-six (36) months, subject to the reporting person's continued service on each applicable vesting date.
F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.
F3: The RSUs become vested and exercisable over four (4) years with 25% of the shares vesting on December 31, 2022, with the remainder vesting in equal annual installments for the following three (3) years, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.