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Altimmune, Inc. Director's Dealing 2022

Mar 3, 2022

33207_dirs_2022-03-02_1ed5133c-0a07-4bee-82c5-e9b29838d394.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Altimmune, Inc. (ALT)
CIK: 0001326190
Period of Report: 2022-02-28

Reporting Person: Harris Matthew Scott (Chief Medical Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-02-28 Common Stock, par value $0.0001 M 30000 $1.9213 Acquired 41545 Direct
2022-02-28 Common Stock, par value $0.0001 S 30000 $7.52 Disposed 11545 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-02-28 Stock Options (option to buy) $1.9213 M 30000 Disposed 2030-01-02 Common Stock, par value $0.0001 (30000) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.30 to $7.70, inclusive. The reporting person undertakes to provide to Altimmune, Inc., any security holder of Altimmune, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: Twenty-five percent of the shares underlying the option became vested and exercisable on January 2, 2021 and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following January 2, 2021, subject to the reporting person's continued service through the applicable vesting date.