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Altimmune, Inc. — Director's Dealing 2022
Jul 5, 2022
33207_dirs_2022-07-05_566aaa2a-2df3-434d-a69d-f6c9e002e46a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Altimmune, Inc. (ALT)
CIK: 0001326190
Period of Report: 2022-07-01
Reporting Person: Roberts M Scot (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-01 | Common Stock, par value $0.0001 | M | 4019 | $2.60 | Acquired | 21719 | Direct |
| 2022-07-01 | Common Stock, par value $0.0001 | M | 22963 | $2.95 | Acquired | 44682 | Direct |
| 2022-07-01 | Common Stock, par value $0.0001 | S | 26982 | $12.00 | Disposed | 17700 | Direct |
| 2022-07-05 | Common Stock, par value $0.0001 | M | 787 | $2.95 | Acquired | 18487 | Direct |
| 2022-07-05 | Common Stock, par value $0.0001 | S | 10182 | $12.00 | Disposed | 8305 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-01 | Stock Options (option to buy) | $2.60 | M | 4019 | Disposed | 2029-01-02 | Common Stock, par value $0.0001 (4019) | Direct |
| 2022-07-01 | Stock Options (option to buy) | $2.95 | M | 22963 | Disposed | 2029-03-26 | Common Stock, par value $0.0001 (22963) | Direct |
| 2022-07-05 | Stock Options (option to buy) | $2.95 | M | 787 | Disposed | 2029-03-26 | Common Stock, par value $0.0001 (787) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.0001 | 15 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Twenty-five percent of the shares underlying the option become vested and exercisable on the first anniversary of the Grant Date and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following the one-year anniversary of the Grant Date, in each case, generally subject to the reporting person's continued service through the applicable vesting date.