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Altimmune, Inc. — Director's Dealing 2022
Dec 22, 2022
33207_dirs_2022-12-22_c3b9380c-43c4-4f56-86bb-ffa5ba4b9167.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Altimmune, Inc. (ALT)
CIK: 0001326190
Period of Report: 2022-12-22
Reporting Person: Pisano Wayne (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-22 | Common Stock, par value $0.0001 | M | 20000 | $2.60 | Acquired | 28498 | Direct |
| 2022-12-22 | Common Stock, par value $0.0001 | S | 20000 | $15.0134 | Disposed | 8498 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-22 | Stock Options (option to buy) | $2.60 | M | 20000 | Disposed | 2029-01-02 | Common Stock, par value $0.0001 (20000) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.0000 to $15.0900, inclusive. The reporting person undertakes to provide to Altimmune, Inc., any security holder of Altimmune, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The option became vested and exercisable in two equal installments on February 28, 2019 and August 30, 2019, in each case, generally subject to the reporting person's continued service through the applicable vesting date.