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AlTi Global, Inc. Director's Dealing 2024

Mar 5, 2024

32786_dirs_2024-03-05_70dbae0b-7730-44a4-aa38-a97d421ebfc3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AlTi Global, Inc. (ALTI)
CIK: 0001838615
Period of Report: 2024-03-01

Reporting Person: Yu Peter (Director, 10% Owner)
Reporting Person: CGC Sponsor LLC (10% Owner)
Reporting Person: Pangaea Three-B, LP (10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-03-01 Restricted Stock Units $ A 18363.94 Acquired Class A Common Stock (18363.94) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 478467 Indirect
Class A Common Stock 6039292 Indirect
Class A Common Stock 13111 Direct

Footnotes

F1: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F2: Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

F3: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F4: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.