AlTi Global, Inc. — Director's Dealing 2024

May 16, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AlTi Global, Inc. (ALTI)
CIK: 0001838615
Period of Report: 2024-04-02

Reporting Person: Yu Peter (Director, 10% Owner)
Reporting Person: CGC Sponsor LLC (10% Owner)
Reporting Person: Pangaea Three-B, LP (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-04-02	Class A Common Stock	J	13111	—	Disposed	0	Direct
2024-04-02	Class A Common Stock	J	13111	—	Acquired	13111	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	2984154	Indirect
Class A Common Stock	3533605	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Class A Common Stock (18363.94)	18363.94	Direct

Footnotes

F1: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F2: Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

F3: On April 2, 2024, Mr. Yu transferred 13,111 shares of AlTi Global Inc. Class A Common Stock to Pangaea Three Acquisition Holdings V, LLC ("P3A") for no consideration.

F4: Represents securities held by P3A. The Sponsor is the sole member of P3A, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP, Sponsor and Mr. Yu may be deemed to share voting and dispositive control over the securities held by P3A, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by P3A, except to the extent of his pecuniary interest therein.

F5: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F6: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.