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AlTi Global, Inc. — Director's Dealing 2024
Jun 5, 2024
32786_dirs_2024-06-05_9a8fe05e-c6ca-42ca-be13-0bc5ec3b03e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AlTi Global, Inc. (ALTI)
CIK: 0001838615
Period of Report: 2024-06-04
Reporting Person: Connell Brooke (Pres, US Wealth Mgmt)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-06-04 | Restricted Stock Units | $ | A | 26102 | Acquired | Class A Common Stock (26102) | Direct | |
| 2024-06-05 | Peformance Restricted Stock Unit | $ | A | 29558.54 | Acquired | Class A Common Stock (29558.54) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.
F2: The RSUs vest in three equal annual installments beginning February 15, 2025.
F3: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.
F4: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 59,117.08 (200% of the target number).