AlTi Global, Inc. — Director's Dealing 2023

Jan 13, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Alvarium Tiedemann Holdings, Inc. (ALTI)
CIK: 0001838615
Period of Report: 2023-01-03

Reporting Person: Maliagros Spiros (Director)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$0.00		Class B Common Stock (3811306)		Direct
Warrants to purchase Class A Common Stock	$11.50	2028-02-02	Class A Common Stock (456457)		Direct

Footnotes

F1: Each Class B Unit (a "Class B Unit") of Alvarium Tiedemann Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock" and collectively, the "Paired Interests"). Pursuant to the Second Amended and Restated Limited Liability Agreement, dated as of January 3, 2023 (as amended form time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

F2: Does not include 440,547 shares of Class B Common Stock held by Chauncey Close, LLC, in which the reporting person has a pecuniary interest. The reporting person disclaims beneficial ownership of the shares of Class B Common Stock held by Chauncey Close, LLC, except to the extent of any pecuniary interest he may have therein.