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AlTi Global, Inc. — Director's Dealing 2022
May 28, 2022
32786_dirs_2022-05-27_71a93d12-91c2-487e-953e-91560b7cbbf5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cartesian Growth Corp (GLBL)
CIK: 0001838615
Period of Report: 2022-05-25
Reporting Person: Pangaea Three-B, LP (10% Owner)
Reporting Person: Yu Peter (Director, Chief Executive Officer, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-25 | Warrants | $11.50 | P | 800000 | Acquired | Class A Ordinary Shares (800000) | Direct | |
| 2022-05-26 | Warrants | $11.50 | P | 328247 | Acquired | Class A Ordinary Shares (328247) | Direct |
Footnotes
F1: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
F2: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC.
F3: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC.