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AlTi Global, Inc. — Director's Dealing 2021
Feb 26, 2021
32786_dirs_2021-02-25_48fadc3e-fa6d-4889-8005-95234dac1ab6.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Cartesian Growth Corp (GLBL)
CIK: 0001838615
Period of Report: 2021-02-23
Reporting Person: CGC Sponsor LLC (10% Owner)
Reporting Person: Pangaea Three-B, LP (10% Owner)
Reporting Person: Yu Peter (Director, Chief Executive Officer, 10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B ordinary shares | $ | Class A ordinary shares (8550000) | Direct |
Footnotes
F1: The Class B ordinary shares have no expiration date and will automatically convert into Class A ordinary shares at the time of the initial business combination of Cartesian Growth Corporation (the "Issuer"), or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-252784).
F2: Includes up to 1,125,000 shares subject to forfeiture by CGC Sponsor LLC (the "Sponsor") depending on the extent to which the underwriters' option to purchase additional units is exercised.
F3: Represents securities held by the Sponsor. Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.