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ALTA EQUIPMENT GROUP INC. Director's Dealing 2021

Apr 20, 2021

33583_dirs_2021-04-20_27180073-4edf-4e78-88ce-8c9f517e603b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALTA EQUIPMENT GROUP INC. (ALTG)
CIK: 0001759824
Period of Report: 2021-04-12

Reporting Person: STUDDERT ANDREW P (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-12 Common Stock C 986 Acquired 16512 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-12 Warrants (right to buy) $ C 3750 Disposed 2025-03-15 Common Stock (986) Direct

Footnotes

F1: As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the "Issuer") with the Securities and Exchange Commission (the "SEC") on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the "Information Statement") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the "Warrant Agent"), of the Issuer's outstanding warrants (the "Warrants") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants.