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ALTA EQUIPMENT GROUP INC. — Director's Dealing 2021
Apr 20, 2021
33583_dirs_2021-04-20_27180073-4edf-4e78-88ce-8c9f517e603b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALTA EQUIPMENT GROUP INC. (ALTG)
CIK: 0001759824
Period of Report: 2021-04-12
Reporting Person: STUDDERT ANDREW P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-12 | Common Stock | C | 986 | — | Acquired | 16512 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-12 | Warrants (right to buy) | $ | C | 3750 | Disposed | 2025-03-15 | Common Stock (986) | Direct |
Footnotes
F1: As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the "Issuer") with the Securities and Exchange Commission (the "SEC") on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the "Information Statement") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the "Warrant Agent"), of the Issuer's outstanding warrants (the "Warrants") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants.