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ALT5 Sigma Corp — Director's Dealing 2025
Nov 13, 2025
33155_dirs_2025-11-13_653fbfc5-fb28-43be-ad26-732cee516d56.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ALT5 Sigma Corp (ALTS)
CIK: 0000862861
Period of Report: 2025-08-12
Reporting Person: Witkoff Zachary David (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock, Par Value $0.001 | 1000000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants to Purchase Common Stock | $7.50 | Common Stock (8000000) | Indirect | ||
| Warrants to Purchase Common Stock | $8.25 | Common Stock (4000000) | Indirect | ||
| Warrants to Purchase Common Stock | $9.00 | Common Stock (4000000) | Indirect | ||
| Warrants to Purchase Common Stock | $9.75 | Common Stock (4000000) | Indirect | ||
| Pre-Funded Warrants to Purchase Common Stock | $0.001 | Common Stock (99000000) | Indirect |
Footnotes
F1: The reported securities are held directly by World Liberty Financial, Inc. ("WLFI"). Zachary Witkoff holds an indirect interest in WLFI, and may indirectly share in the proceeds from the sale of the Issuer's securities by WLFI. Mr. Witkoff disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest, if any, and this Form 3 shall not be deemed an admission that he is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F2: Subject to a 4.99% beneficial ownership limitation, each of the Warrants is exercisable at any time after issuance at the specified exercise price. The Warrants do not have an expiration date.
F3: Subject to a 4.99% beneficial ownership limitation, each of the Pre-Funded Warrants is exercisable for one share of Common Stock at an exercise price of $0.001 per Pre-Funded Warrant Share. The Pre-Funded Warrants are exercisable from and after October 16, 2025 following the approval by the Issuer's stockholders at a special meeting to: (i) allow, for the purpose of complying with Nasdaq rules, the issuance of shares underlying the Pre-Funded Warrant in excess of 19.99% of the shares of common stock outstanding immediately prior to their acquisition, and (ii) filed an amendment to its Articles of Incorporation to increase the number of authorized shares of common stock. The Pre-Funded Warrants do not have an expiration date.