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ALT5 Sigma Corp — Director's Dealing 2019
Apr 30, 2019
33155_dirs_2019-04-30_d95b8fd1-eed2-410b-9e5b-ffad774119aa.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: APPLIANCE RECYCLING CENTERS OF AMERICA INC /MN (ARCI)
CIK: 0000862861
Period of Report: 2017-08-18
Reporting Person: Isaac Capital Group, LLC (10% Owner)
Reporting Person: Isaac Jon (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-25 | Common Stock, Par Value $0.001 Per Share | S | 149679 | $7.8287 | Disposed | 110125 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-18 | Series A Preferred Stock, Par Value $0.001 Per Share | $ | J | 14141.812 | Acquired | Common Stock (282816) | Direct |
Footnotes
F1: Common Stock underlying Series A Preferred Stocknow fully exercisable into 282,816 shares of Common Stock.
F2: Conversion ratio is 1 share of preferred stock into 20 shares of common stock.
F3: No expiration date.
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