ALT5 Sigma Corp — Director's Dealing 2016

Jan 29, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: APPLIANCE RECYCLING CENTERS OF AMERICA INC /MN (arci)
CIK: 0000862861
Period of Report: 2016-01-21

Reporting Person: Holmes Rachel (EVP of ARCA Recycling)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	250	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$		Common Stock (43000)		Direct

Footnotes

F1: 36,334 options exercisable. 6,666 options vest over time: 3,333 on 02/26/16 and 3,333 on 02/26/17.

F2: 2,000 options expire 11/11/16; 15,000 options expire 05/13/17; 1,000 options expire 02/24/18; 15,000 options expire 05/09/20; 10,000 options expire 02/26/21.

F3: 2,000 options priced at $2.22; 15,000 options priced at $3.55; 1,000 options priced at $4.25; 15,000 options priced at $1.89; 10,000 options priced at $3.00.