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Alset Inc. Director's Dealing 2021

May 15, 2021

34175_dirs_2021-05-14_5b8a3f32-88c4-4e57-bff9-dd4e2206a944.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alset EHome International Inc. (AEI)
CIK: 0001750106
Period of Report: 2021-05-12

Reporting Person: Chan Heng Fai Ambrose (Director, Chief Executive Officer, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-12 Series B Convertible Preferred Stock $ J 2132 Acquired Common Stock (2132000) Direct

Footnotes

F1: The reporting person exchanged $13,000,000 in principal amount under a convertible promissory note for 2,132 shares of the Issuer's Series B Convertible Preferred Stock.

F2: On the date on which an amendment to the Issuer's Certificate of Incorporation, as amended, to increase the Issuer's authorized shares of Common Stock to at least 250,000,000 shares has been filed with the Secretary of State of the State of Delaware, each share of Series B Convertible Preferred Stock shall convert automatically into 1,000 shares of the Issuer's Common Stock.