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Alset Inc. — Director's Dealing 2021
Dec 10, 2021
34175_dirs_2021-12-10_a315bb98-b3cb-481a-9a17-662e628cd20b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alset EHome International Inc. (AEI)
CIK: 0001750106
Period of Report: 2021-12-08
Reporting Person: Chan Heng Fai Ambrose (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-08 | Common Stock | P | 7333333 | $.60 | Acquired | 18749299 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6380000 | Indirect |
| Common Stock | 398348 | Indirect |
Footnotes
F1: Mr. Chan purchased 7,333,333 shares from the issuer at a purchase price of $0.60 per share in an underwritten public offering. The offering closed on December 8, 2021. Following the acquisition of these shares, Mr. Chan is now the beneficial owner of 25,527,647 shares of the issuer's common stock, including 18,749,299 shares owned directly and a total of 6,778,348 shares held indirectly, through two entities.
F2: Represents shares held by HFE Holdings Limited. Mr. Chan has sole voting and investment power with respect to such shares.
F3: Represents shares held by Heng Fai Holdings Limited. Mr. Chan has sole voting and investment power with respect to such shares.