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ALS LIMITED — Director's Dealing 2023
Aug 3, 2023
64365_rns_2023-08-03_75ec5109-f774-427c-b47a-765052ae862c.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity ALS Limited (Company) ABN 92 009 657 489
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Malcolm Deane |
|---|---|
| Date of last notice | 7 March 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | |
| Date of change | 26 July 2023 |
| No. of securities held prior to change | Direct49,852 Performance Rights (grants madeunder 2020, 2021 & 2022 LTI Plan)6,208 Service Rights (deferred 2022 STI) |
| Class | a) Performance Rightsb) Service Rightsc) Ordinary shares |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number acquired | Number acquired | Number acquired | Number acquired | Number acquired | a) 15,493 & 176,270 Performance Rights(approved at the Company's 2023 AGM)b) 7,356 Service Rights (deferred equity | a) 15,493 & 176,270 Performance Rights(approved at the Company's 2023 AGM)b) 7,356 Service Rights (deferred equity | a) 15,493 & 176,270 Performance Rights(approved at the Company's 2023 AGM)b) 7,356 Service Rights (deferred equity | a) 15,493 & 176,270 Performance Rights(approved at the Company's 2023 AGM)b) 7,356 Service Rights (deferred equity | a) 15,493 & 176,270 Performance Rights(approved at the Company's 2023 AGM)b) 7,356 Service Rights (deferred equity | a) 15,493 & 176,270 Performance Rights(approved at the Company's 2023 AGM)b) 7,356 Service Rights (deferred equity | a) 15,493 & 176,270 Performance Rights(approved at the Company's 2023 AGM)b) 7,356 Service Rights (deferred equity | a) 15,493 & 176,270 Performance Rights(approved at the Company's 2023 AGM)b) 7,356 Service Rights (deferred equity | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| issue | d as per th | e Company's STI Plan and | |||||||||||
| whic | h vest in Jul | y 2025 | acquired ots granted iTI Plan) | nn | |||||||||
| c) | 15,54vesti2020 | 6 ordinarng of Perfounder the | y sharmanceCompa | res (Righny's L | |||||||||
| Number dis | posed | Nil | |||||||||||
| Value/ConsiNote: If considevaluation | derationration is non-c | ash, provide de | tails and estim | ated | Aca) | quired Nil, aLTI Pl(202 | s per the Can2: 15,493 | ompanvalue | y's 2d at | 022 and 202$197,225 | 3- | ||
| b) | $12.72023$11.5 Nil, a | 3 per Perfo:176,27068 per Pers per the C | rmancvaluedformanompan | e Rigatce Riy's ST | ht and$2,039,091ght)I Plan | - | |||||||
| (202per S2023Servi | 2: 6,208 vaervice Righ:7,356 valuce Right) | lued att anded $85 | $79,094 | ,027 - $12.7- $11.568 p | 3er | ||||||||
| c) | Nil, | as per t | he Co | mpan | y's LTI Pla | n | |||||||
| (Esti | mated valu | e based | on t | he number | of | ||||||||
| Perfocurre15,54 | rmance Rnt price6 @ $11.8 | ightsof ord8 = $18 | whichinary4,686 | vested,shares, i..48) | ate. | ||||||||
| No. of secur | ities held a | fter change | Di | rect | |||||||||
| (a)grCo | 226,antsmpan | 069 Perfomade undy’s LTI Plan | rmanceer thin 2021 | Rige te, 202 | hts (includerms of th2 and 2023) | se | |||||||
| (b20(c)te | 13,523 STI15,5rms of | 4 Service)46 ordinarythe Compa | Rightsshareny’s LT | (defs (heI Plan | rred 2022ld under th) | e | |||||||
- See chapter 19 for defined terms.
Appendix 3Y Page 2
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Appendix 3Y Change of Director’s Interest Notice
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issueof securities under dividend reinvestment plan, participation in buy-back | Acquireda) Grant of Performance Rights followingshareholder approval at the Company's2023 AGMb) Grant of Service Rights under theCompany's STI Planc) Acquisition of ordinary shares on vestingof Performance Rights granted previouslyunder the Company's LTI Plan |
|---|
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder(if issued securities) | N/A |
| Date of change | N/A |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract in relationto which the interest has changed | N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/ConsiderationNote: If consideration is non-cash, provide details andan estimated valuation | N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailedabove traded during a+closed period where prior writtenclearance was required? | No |
|---|---|
| If so, was prior written clearance provided to allow thetrade to proceed during this period? | N/A |
- See chapter 19 for defined terms.
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Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
If prior written clearance was provided, on what date was N/A this provided?
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011