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ALS LIMITED — Director's Dealing 2022
Jul 10, 2022
64365_rns_2022-07-10_12f354f1-9e80-4b14-851c-74abbb814a4e.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity ALS Limited (Company) ABN 92 009 657 489
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Raj NARAN |
|---|---|
| Date of last notice | 13 January 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Harsha Naran - Ability toinfluence sale. |
| Date of change | 7 July 2022 |
| No. of securities held prior to change | Direct47,173 Ordinary shares197,507 Ordinary shares (held under theterms of the Company’s LTI Plan)380,538 Performance Rights (includes grantsmade under the terms of the Company’s LTIPlan in 2019, 2020 and 2021)Indirect15,000 ordinary shares (held by HarshaNaran ) |
| Class | Ordinary shares (held under the terms of theCompany’s LTI Plan) |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number acquired | Ordinary Shares – 123,359 acquired onvesting of Performance Rights issued in 2019. |
|---|---|
| Number disposed | Ordinary Shares - 130,000 - to cover taxliability from vesting of shares underCompany’s LTI Plan. |
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | AcquiredOrdinary SharesNil as per the Company LTI Plan (Estimatedvalue based on the number of PerformanceRights which vested at closing price ofordinary shares on the day of vesting i.e.123,359 @ $10.63 per share average =$1,311,306.17)DisposedOrdinary Shares- $1,330,400.40 ($10.23 pershare average) |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Direct47,173 Ordinary shares190,866 Ordinary shares (held under theterms of the Company’s LTI Plan)257,179 Performance Rights (includes grantsmade under the terms of the Company’s LTIPlan in 2020 and 2021)Indirect15,000 ordinary shares (held by HarshaNaran ) |
|---|---|
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issueof securities under dividend reinvestment plan, participation in buy-back | Vesting of Performance Rights to OrdinaryShares under the Company’s LTI PlanSale of Ordinary Shares to cover tax liabilityfrom vesting of shares under Company’s LTIPlan. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder(if issued securities) | N/A |
| Date of change | N/A |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract in relationto which the interest has changed | N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
| Value/ConsiderationNote: If consideration is non-cash, provide details andan estimated valuation | N/A |
|---|---|
| Interest after change | N/A |
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailedabove traded during a+closed period where prior writtenclearance was required? | No |
|---|---|
| If so, was prior written clearance provided to allow thetrade to proceed during this period? | N/A |
| If prior written clearance was provided, on what date wasthis provided? | N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011