Alro S.A. — Regulatory Filings 2021

Jan 25, 2021

No: 6/25.01.2021

To: The Financial Supervisory Authority Bucharest Stock Exchange

Current report in compliance with article no. 92³ of Law no. 24/2017 on issuers of financial instruments and market operations and Law no. 158/2020 for the amendment, supplementation and repealing of certain normative acts, as well as for setting up measures for the implementation of Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 2017, establishing a general framework for securitization and creating a specific framework for a simple, transparent and standardized securitization and amending Directives 2009/65/EC, 2009/138/EC and 2011/61/EU, as well as Regulations (EC) no. 1060/2009 and (EU) no. 648/2012.

Date of report: January 25th 2021 Name of issuer: ALRO S.A. Headquarters: Slatina, 116 Pitesti Street, Olt County Telephone/ fax number: +40 249 431 901 / +40 249 437 500 Sole registration number at the Trade Register Office: RO 1515374 Trade Register Number: J28/8/1991 The European Unique Identifier (EUID): ROONRCJ28/8/1991 Legal Entity Identifier (LEI): 5493008G6W6SORM2JG98 Subscribed and paid-in share capital: 356,889,567.5 RON Regulated market on which the issued shares are traded: Bucharest Stock Exchange – Premium Tier Category

Significant event to be reported: Reporting of transactions with related parties according to art.92³paragraph 3 and paragraph 12 of Law no. 24/2017 as amended and supplemented by Law no. 158/2020

Please be informed by the present Current Report that ALUM S.A., subsidiary of ALRO S.A., carried out in the period September 1 st 2020 – December 31st 2020, with the company CONEF GAZ S.R.L., company which is under common control of ALRO Group, the following transactions that cumulatively exceed 5% of the Company's net assets, as per ALRO S.A. standalone financial statements for the year 2019, in amount of RON 37,077,541, as follows:

▪ Transactions of ALUM S.A., subsidiary of ALRO S.A., with CONEF GAZ S.R.L., company which is under common control of ALRO Group, carried out in the period September 1 st 2020 – December 31st 2020, in total amount of RON 39,929,143;

Details have been enclosed to this Report, as follows:

• Annex 1 Reporting of transactions carried out in the period September 1 st 2020 – December 31st 2020;
• Annex 2 Reporting of contracts related to the transactions in Annex 1;
• Annex 3 Reporting of mutual debts and receivables balances as of December 31st 2020.

Chairman of the Board of Directors Chief Executive Officer

(market symbol: ALR)

Marian Daniel Nastase Gheorghe Dobra

Annex 1 - Reporting of transactions carried out in the period 1st September 2020 – December 31st 2020:

Acquisitions

Year	Month	Name	Nature of relationship	Name	Nature of relationship	Nature of transaction	Object of transaction	Amount (RON)	N.R.U. number/ Date of contract
2020	9	ALUM S.A.	Subsidiary	CONEF GAZ S.R.L.	Company under common control	Acquisitions	Gas	10,399,180	154/27.05.2020
2020	10	ALUM S.A.	Subsidiary	CONEF GAZ S.R.L.	Company under common control	Acquisitions	Gas	5,287	154/27.05.2020
2020	10	ALUM S.A.	Subsidiary	CONEF GAZ S.R.L.	Company under common control	Acquisitions	Gas	9,325,061	237/01.10.2020
2020	11	ALUM S.A.	Subsidiary	CONEF GAZ S.R.L.	Company under common control	Acquisitions	Gas	9,444,791	237/01.10.2020
2020	12	ALUM S.A.	Subsidiary	CONEF GAZ S.R.L.	Company under common control	Acquisitions	Gas	10,754,824	237/01.10.2020
								39,929,143

Annex 2 - Reporting of contracts related to the transactions in Annex 1

Acquisitions

Name	Nature of relationship	Name	Nature of relationship	Nature of transaction	Object of transaction	N.R.U. number/ Date of contract	Payment term
ALUM S.A.	Subsidiary	CONEF GAZ S.R.L.	Company under common control	Acquisitions	Gas	154/27.05.2020	on the 5th of the The advance payment month when delivery is made, the on the 15th of the month settlement following the month of delivery,
ALUM S.A.	Subsidiary	CONEF GAZ S.R.L.	Company under common control	Acquisitions	Gas	237/01.10.2020	For the advance payment invoice: 25% of the invoice value on the 5th of the month when delivery is made and the remaining payment (difference) on the 15th of the month when delivery is made; invoice: on the 15th For the settlement of the month following the consumption month.

Annex 3 – Reporting of mutual debts and receivables balances as of December 31st 2020

	Company		Related party	Balance as of December 31st 2020 (RON)
Name	Nature of relationship		Nature of relationship	Receivables	Liability
ALUM SA	Subsidiary	CONEF GAZ S.R.L.	Company under common control	-	816,208