Alro S.A. — Regulatory Filings 2021

Sep 14, 2021

To: The Financial Supervisory Authority Bucharest Stock Exchange

Current report in compliance with article no. 108 of Law no. 24/2017 on issuers of financial instruments and market operations - Republished

Date of report: September 14 th , 2021 Name of issuer: ALRO S.A. Headquarters: Slatina, 116 Pitesti Street, Olt County Telephone/ fax number: +40 249 431 901 / +40 249 437 500 Sole registration number at the Trade Register Office: RO 1515374 Trade Register Number: J28/8/1991 The European Unique Identifier (EUID): ROONRCJ28/8/1991 Legal Entity Identifier (LEI): 5493008G6W6SORM2JG98 Subscribed and paid-in share capital: 356,889,567.5 RON Regulated market on which the issued shares are traded: Bucharest Stock Exchange – Premium Tier Category (market symbol: ALR)

Significant event to be reported: Reporting of transactions with related parties according to art. 108 paragraph 3 and paragraph 13 of Law no. 24/2017 - Republished

Please be informed by the present Current Report, that ALRO S.A. carried out during the period July-August 2021, with the company ALUM S.A. Tulcea (member of Alro Group registered with the Financial Supervisory Authority), the following transactions that, cumulatively exceed 5% of the Company's net assets as per ALRO S.A. 2020 Standalone Financial Statements, amounting to RON 51,598,374, as follows:

▪ Transactions of ALRO S.A. with ALUM S.A. Tulcea, carried out during the period July-August 2021, in total amount of RON 98,817,662.

Details have been enclosed to this Report, as follows:

• Annex 1 Reporting of transactions carried out during the period July-August 2021;
• Annex 2 Reporting of contracts related to the transactions in Annex 1;
• Annex 3 Reporting of mutual debts and receivables balances as of 31 August 2021.

Chairman of the Board of Directors Chief Executive Officer Marian Daniel Nastase Gheorghe Dobra

N.R.U. number/ Date of contract

Annex 1 - Reporting of transactions carried out during the period July-August 2021

Acquisitions

Sales

		Company		Related party
Year	Month	Name	Nature of relationship	Name	Nature of relationship	Nature of transaction	Object of transaction	Amount (RON)	N.R.U. number/ Date of contract
2021	7	ALRO S.A.	Issuer	Alum S.A.	Subsidiary	Acquisitions	Alumina	46,575,217	250/ 06.03.2019
2021	7	ALRO S.A.	Issuer	Alum S.A.	Subsidiary	Acquisitions	Rent	4,293	526/ 13.05.2010
2021	8	ALRO S.A.	Issuer	Alum S.A.	Subsidiary	Acquisitions	Alumina	45,436,048	250/ 06.03.2019
2021	8	ALRO S.A.	Issuer	Alum S.A.	Subsidiary	Acquisitions	Rent	4,293	526/ 13.05.2010

2021 8 ALRO S.A. Issuer Alum S.A. Subsidiary Sales Reinvoicing goods 9,879 191/ 18.04.2011 2021 8 ALRO S.A. Issuer Alum S.A. Subsidiary Sales Covid Test 1,600 no contract 2021 8 ALRO S.A. Issuer Alum S.A. Subsidiary Sales Reinvoicing services 889 no contract

Total 92,019,851

(RON)

Company Related party Year Month Name Nature of relationship Name Nature of relationship Nature of transaction Object of transaction Amount 2021 7 ALRO S.A. Issuer Alum S.A. Subsidiary Sales Electricity 3,083,302 1469/ 28.12.2020 2021 7 ALRO S.A. Issuer Alum S.A. Subsidiary Sales Services 48,352 1294/ 07.09.2018 2021 7 ALRO S.A. Issuer Alum S.A. Subsidiary Sales Reinvoicing goods 9,893 191/ 18.04.2011 2021 7 ALRO S.A. Issuer Alum S.A. Subsidiary Sales Reinvoicing services 8,994 no contract 2021 8 ALRO S.A. Issuer Alum S.A. Subsidiary Sales Electricity 3,586,092 1469/ 28.12.2020 2021 8 ALRO S.A. Issuer Alum S.A. Subsidiary Sales Services 48,811 1294/ 07.09.2018

Total 6,797,811

Annex 2 - Reporting of the contracts related to the transactions included in the Annex 1;

Acquisition contracts

Name	Nature of relationship	Name	Nature of relationship	Nature of relationship	Object of transaction	N.R.U. number/ Date of contract	Payment term
ALRO S.A.	Issuer	ALUM S.A.	Subsidiary	Acquisitions	Alumina	250/ 06.03.2019	30 days from the delivery or payment in advance based on the seller's request and buyer's acceptance
ALRO S.A.	Issuer	ALUM S.A.	Subsidiary	Acquisitions	Rent	526/ 13.05.2010	60 days from the invoice issuing date

Sales contracts

Name	Nature of relationship	Name	Nature of relationship	Nature of transaction	Object of transaction	N.R.U. Number/ Date of contract	Payment term
ALRO S.A.	Issuer	ALUM S.A.	Subsidiary	Sales	Reinvoicing goods	191/ 18.04.2011	30 days from invoicing date
ALRO S.A.	Issuer	ALUM S.A.	Subsidiary	Sales	Services	1294/ 07.09.2018	30 days from the date of receiving the invoice
ALRO S.A.	Issuer	ALUM S.A.	Subsidiary	Sales	Electricity	1469/ 28.12.2020	15 calendar days from the invoice issuing date

Annex 3 - Reporting of mutual debts and receivables balances as of 31 August 2021

	Company		Related party	Balance as of 31 August 2021 (RON)
Name	Nature of relationship		Nature of relationship	Receivables	Liability
ALRO S.A.	Issuer	ALUM S.A.	Subsidiary	816,059	77,290,643