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Alphatec Holdings, Inc. — Director's Dealing 2021
Jan 26, 2021
31614_dirs_2021-01-25_c117271f-a24c-496d-883a-238f75308d45.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2020-12-18
Reporting Person: TULLIS JAMES L L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-18 | Common Stock | G | 29 | — | Disposed | 127705 | Direct |
| 2021-01-21 | Common Stock | J | 400000 | — | Disposed | 315828 | Indirect |
| 2021-01-21 | Common Stock | J | 4714 | — | Acquired | 132419 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1143803 | Indirect |
| Common Stock | 116355 | Indirect |
Footnotes
F1: On January 21, 2021, Tullis Growth Fund, L.P. distributed 400,000 shares to its partners on a pro rata basis (392,000 shares to its limited partners, and 8,000 shares to its General Partner, Tullis Growth Partners LLC, which in turn distributed such shares to its members). The reporting person received 4,003 shares as a result of the distribution from Tullis Growth Partners, LLC and 711 shares as a result of the distribution to the limited partners.
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