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Alphatec Holdings, Inc. Director's Dealing 2018

Mar 12, 2018

31614_dirs_2018-03-12_7dd8713d-68b2-4360-a313-00639379ba9e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2018-03-08

Reporting Person: Snider Brian (EVP, Strat. Mktg. & Prod. Dev.)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-08 Series B Convertible Preferred Stock $ A 100 Acquired Common Stock (31747) Direct
2018-03-08 Warrants (right to buy) $3.50 A 26985 Acquired Common Stock (26985) Direct

Footnotes

F1: Each share of Series B Convertible Preferred Stock has no expiration date and is convertible into 317.4603 shares of the issuer's common stock following the date that stockholder approval is obtained.

F2: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following the date that stockholder approval is obtained.