Alphatec Holdings, Inc. — Director's Dealing 2018

Mar 13, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2018-03-08

Reporting Person: TULLIS JAMES L L (Director, 10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	51564	Direct
Common Stock	1239985	Indirect
Common Stock	900734	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Warrants (right to buy)	$3.50		Common Stock (36675)		Direct
6% Convertible Promissory Note due 2019	$3.22	2019-03-09	Common Stock (15531)		Direct
Warrants (right to buy)	$3.50		Common Stock (881946)		Indirect
6% Convertible Promissory Note due 2019	$3.22	2019-03-09	Common Stock (373493)		Indirect
Warrants (right to buy)	$3.50		Common Stock (640651)		Indirect
6% Convertible Promissory Note due 2019	$3.22	2019-03-09	Common Stock (271307)		Indirect

Footnotes

F1: Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval is obtained.