Alphatec Holdings, Inc. — Director's Dealing 2018

Mar 14, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2018-03-12

Reporting Person: Howell Kelli Mari (EVP, Clinical Strategies)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-12	Common Stock	A	50000	—	Acquired	50000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-03-12	Employee Stock Option (right to buy)	$3.30	A	50000	Acquired	2028-03-11	Common Stock (50000)	Direct

Footnotes

F1: On March 12, 2018, issuer granted to the reporting person 50,000 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2: The restricted stock units vest in four equal annual installments on the first, second, third and fourth anniversaries of the grant date.

F3: The options vest 25% on the first anniversary of the grant date and thereafter in 36 equal monthly installments.