Alphatec Holdings, Inc. — Director's Dealing 2017

Mar 28, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2017-03-16

Reporting Person: Allen Jonathan (See Remarks)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock - Restricted Stock Units	75000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$4.90	2026-12-10	Common Stock (75000)		Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2: The RSUs vest over four years with 25% vesting on the anniversary of the date of grant and 25% vesting on each anniversary thereafter.

F3: The options vest over four years with 25% vesting on the anniversary of the grant date and the remaining 75% vesting in 36 installments every month for the three years thereafter.