Alphatec Holdings, Inc. — Director's Dealing 2017

Mar 28, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2017-03-16

Reporting Person: Hunsaker Craig E (See Remarks)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock - Restricted Stock Units	173222	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance Stock-Based Award	$	2019-09-14	Common Stock (175000)		Direct
Stock Options	$3.09	2027-02-21	Common Stock (125000)		Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2: The RSUs vest over three years in three equal installments on each of the first three anniversaries of the vesting commencement date.

F3: Each performance stock-based award represents the right to receive one share of the issuer's common stock. The performance stock-based award will be payable based on a percentage of the target value of such award based on the market capitalization of the issuer as of September 14, 2019, or, if earlier, on the date of a change in control of the issuer.

F4: This represents the maximum number of shares of common stock that will become issuable pursuant to this award.

F5: The options vest over four years with 25% vesting on the anniversary of the grant date and the remaining 75% vesting in 36 installments every month for the three years thereafter.