Alphatec Holdings, Inc. — Director's Dealing 2017

Mar 31, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2017-03-29

Reporting Person: Black Jeffrey G. (Executive VP & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-03-31	Common Stock - Restricted Stock Units	A	75000	$0.00	Acquired	75000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-03-29	Series A Convertible Preferred Stock	$2.00	A	50	Acquired		Common Stock (25000)	Indirect
2017-03-29	Warrants (right to buy)	$2.00	A	25000	Acquired		Common Stock (25000)	Indirect

Footnotes

F1: The restricted stock units ("RSUs") vest annually within 25% vesting on the anniversary of the grant date, and 25% vesting each anniversary thereafter.

F2: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F3: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the issuer's common stock following that date that shareholder approval is obtained.

F4: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following that date that shareholder approval is obtained.