Alphatec Holdings, Inc. — Director's Dealing 2017

Mar 31, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2017-03-29

Reporting Person: Berkowitz Mortimer III (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-03-29	Series A Convertible Preferred Stock	$2.00	A	400	Acquired		Common Stock (200000)	Direct
2017-03-29	Series A Convertible Preferred Stock	$2.00	A	400	Acquired		Common Stock (200000)	Indirect
2017-03-29	Warrants (right to buy)	$2.00	A	200000	Acquired		Common Stock (200000)	Direct
2017-03-29	Warrants (right to buy)	$2.00	A	200000	Acquired		Common Stock (200000)	Indirect

Footnotes

F1: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the issuer's common stock following that date that shareholder approval is obtained.

F2: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following that date that shareholder approval is obtained.