Alphatec Holdings, Inc. — Director's Dealing 2017

Jun 23, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2017-06-15

Reporting Person: Hunsaker Craig E (EVP, People & Culture and GC)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-06-21	Common Stock	M	250000	$0.00	Acquired	427388	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-06-15	Employee Stock Option (right to buy)	$1.93	A	33576	Acquired	2027-06-15	Common Stock (33576)	Direct
2017-06-21	Series A Convertible Preferred Stock	$0.00	M	500	Disposed		Common Stock (250000)	Direct

Footnotes

F1: Includes 4,166 shares acquired on May 15, 2017, under the Issuer's 2007 Employee Stock Purchase Plan.

F2: The option grant was approved by a committee of the Issuer's Board of Directors on February 21, 2017, subject to shareholder approval of an amendment to the Issuer's 2016 Equity Incentive Plan to increase the maximum number of shares that may be granted to any one participant during a one-year period to 500,000. The Issuer's shareholders approved the amendment on June 15, 2017. The option vests in 36 monthly installments beginning March 21, 2017, except that all vesting attributable to periods prior to June 15, 2017 is deemed to have occurred on June 15, 2017.

F3: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the Issuer's common stock following the date that shareholders approve such conversion, which approval was obtained on June 15, 2017.