Alphatec Holdings, Inc. — Director's Dealing 2017

Jun 27, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2017-04-25

Reporting Person: Molson R Ian (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-04-25	Common Stock	A	18939	—	Acquired	31834	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-04-25	Stock Option (right to buy)	$1.98	A	28090	Acquired	2027-04-25	Common Stock (28090)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	16665	Indirect

Footnotes

F1: The shares vest in four equal annual installments beginning on the first anniversary of the grant date.

F2: The shares are held by the Swiftsure Trust. Mr. Molson controls Nantel Investment Ltd., which is the beneficiary of the Swiftsure Trust. Mr. Molson disclaims beneficial ownership of the shares owned by the Swiftsure Trust except as to his proportional pecuniary interest in such shares.

F3: The option vests 25% on the first anniversary of the grant date and thereafter in 36 equal monthly installments.