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Alphatec Holdings, Inc. Director's Dealing 2017

Jul 28, 2017

31614_dirs_2017-07-27_02f2342f-57ce-4389-8245-17df8af9f5fe.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2017-07-26

Reporting Person: Snider Brian (EVP, Strat. Mktg & Prod. Dev.)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-07-26 Employee Stock Option (right to buy) $1.68 A 193000 Acquired 2027-07-26 Common Stock (193000) Direct

Footnotes

F1: The option vests over four years with 25% vesting on the first anniversary of the grant date and the remaining 75% vesting in 36 installments every month for the three years thereafter; provided, however, that no portion of the option shall be exercisable at any time unless and until the publicly-traded stock price for the securities underlying the option reaches a 30-day average trading price equal to or above $3.00 per share. Should the publicly-traded stock price for the securities underlying the option reach a 30-day average trading price at or above $3.00 per share, this pricing condition on the exercise of the option shall be satisfied, and shall terminate.