Alphatec Holdings, Inc. — Director's Dealing 2017

Aug 24, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2017-08-24

Reporting Person: Plunkett Michael Joseph (President and COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-08-24	Common Stock	M	75000	$0.00	Acquired	200127	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-08-24	Series A Convertible Preferred Stock	$0.00	M	150	Disposed		Common Stock (75000)	Direct

Footnotes

F1: Includes 4,166 shares acquired on May 15, 2017, under the Issuer's 2007 Employee Stock Purchase Plan.

F2: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the Issuer's common stock following the date that shareholders approve such conversion, which approval was obtained on June 15, 2017.