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Alphatec Holdings, Inc. Director's Dealing 2017

Oct 12, 2017

31614_dirs_2017-10-12_b7cc3170-20d1-4be4-af3f-c517ef43fbb2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2017-10-12

Reporting Person: Rich Terry (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-12 Common Stock M 250000 $0.00 Acquired 457958 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-10-12 Series A Convertible Preferred Stock $0.00 M 500 Disposed Common Stock (250000) Direct

Footnotes

F1: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the Issuer's common stock following the date that shareholders approve such conversion, which approval was obtained on June 15, 2017.