Alphatec Holdings, Inc. — Director's Dealing 2016

Nov 9, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2016-10-05

Reporting Person: Nelson Dennis (VP, Finance and Controller)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Sock	556	Direct
Restricted Common Stock	941	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-qualified Stock Option	$24.6	2022-12-19	Common Stock (2500.0)		Direct
Incentive Stock Option	$20.64	2023-01-04	Common Sock (6250.0)		Direct
Incentive Stock Option	$24.48	2023-08-08	Common Stock (2500.0)		Direct
Incentive Stock Option	$17.04	2024-07-30	Common Stock (3750.0)		Direct

Footnotes

F1: 833 of such shares of restricted common stock only vests upon a change of control of the company. 8 shares of such restricted common stock is fully vested.

F2: The options vest over four years with 25% vesting on the anniversary of the grant date and the remaining 75% vesting in equal installments every three months for the three years thereafter.