Alphatec Holdings, Inc. — Director's Dealing 2016

Dec 2, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2016-11-29

Reporting Person: Foster John (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-29	Common Stock	S	2600	$5.37	Disposed	14933	Direct
2016-11-29	Common Stock	S	1500	$5.37	Disposed	13433	Direct
2016-11-30	Common Stock	S	12400	$5.22	Disposed	1033	Direct
2016-11-30	Common Stock	S	1033	$5.25	Disposed	0	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	898097	Indirect
Common Stock	1750880	Indirect

Footnotes

F1: On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust.

F2: John H. Foster is a managing member of HGP, LLC, which is the general partner of HealthpointCapital Partners, L.P. In addition, Mr. Foster is a managing member of HGP II, LLC, which is the general partner of HealthpointCapital Partners II, L.P. Mr. Foster may be deemed to beneficially own the securities held by HealthpointCapital Partners, L.P. and HealthpointCapital Partners II, L.P. Accordingly, Mr. Foster disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest in such shares.