Alphatec Holdings, Inc. — Director's Dealing 2016

Dec 16, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2016-12-10

Reporting Person: Rich Terry (Director, Chief Executive Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock - Restricted Stock Units	200000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$4.9	2026-12-10	Common Sock (200000.0)		Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2: The RSUs vest over four years with 25% vesting on the anniversary of the date of grant and 25% vesting on each anniversary thereafter.

F3: The options vest over four years with 25% vesting on the anniversary of the grant date and the remaining 75% vesting in 36 installments every month for the three years thereafter.