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Alphatec Holdings, Inc. — Director's Dealing 2016
Dec 16, 2016
31614_dirs_2016-12-16_7d1e86b6-e941-4b7e-b9b4-31f4878ed005.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2016-12-12
Reporting Person: Molson R Ian (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-12 | NQ Stock Option | $4.43 | A | 16324 | Acquired | 2026-12-12 | Common Stock (16324.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Common Stock | 12898 | Direct |
| Common Stock | 16665 | Indirect |
Footnotes
F1: Such shares of common stock are held by the Swiftsure Trust. Mr. Molosn controls Nantel Investment Ltd., which is the benificiary of the Swiftsure Trust. Mr. Molson disclaims beneficial ownership of the shares owned by the Swiftsure Trust except as to his proportional pecuniary interest in such shares.
F2: The options are fully vested as of the grant date.
F3: Exercise Price Per Share
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