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Alphatec Holdings, Inc. Director's Dealing 2016

Dec 16, 2016

31614_dirs_2016-12-16_7d1e86b6-e941-4b7e-b9b4-31f4878ed005.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2016-12-12

Reporting Person: Molson R Ian (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-12 NQ Stock Option $4.43 A 16324 Acquired 2026-12-12 Common Stock (16324.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Restricted Common Stock 12898 Direct
Common Stock 16665 Indirect

Footnotes

F1: Such shares of common stock are held by the Swiftsure Trust. Mr. Molosn controls Nantel Investment Ltd., which is the benificiary of the Swiftsure Trust. Mr. Molson disclaims beneficial ownership of the shares owned by the Swiftsure Trust except as to his proportional pecuniary interest in such shares.

F2: The options are fully vested as of the grant date.

F3: Exercise Price Per Share