Alphatec Holdings, Inc. — Director's Dealing 2016

Dec 16, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2016-12-12

Reporting Person: Plunkett Michael Joseph (President and COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-12	Common Stock - Restricted Stock Units	A	100000	—	Acquired	120961	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-12-12	Incentive Stock Option	$4.43	A	25000	Acquired	2026-12-12	Common Sock (25000.0)	Direct

Footnotes

F1: The RSUs vest over four years. 25% of the RSUs vest annually on the anniversary of the grant date and 25% vest on each anniversary thereafter.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals.

F4: The options vest over four years with 25% vesting on November 8, 2016 and the remainder vesting in 36 installments each month thereafter.

F5: The exercise price per share.