Alphatec Holdings, Inc. — Director's Dealing 2016

Dec 16, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2016-12-12

Reporting Person: Nelson Dennis (VP, Finance and Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-12	Common Stock - Restricted Stock Units	A	15000	—	Acquired	16497	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-12-12	Incentive Stock Option	$4.43	A	15000	Acquired	2026-12-12	Common Sock (15000.0)	Direct

Footnotes

F1: The RSUs vest over four years with 25% vesting on the anniversary of the grant date, and 25% vesting each anniversary thereafter, subject to continued service on each vesting date.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals.

F4: The options vest over four years with 25% vesting on the anniversary of the grant date and the remainder vesting in 36 installments each month thereafter.

F5: The exercise price per share.